CCO (Chief Compliance Officer) Content

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Memo#
18834

FORMER EXECUTIVES OF FUND GROUP SETTLE SEC CHARGES RELATING TO MARKET TIMING

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18834] May 6, 2005 TO: BOARD OF GOVERNORS No. 20-05 CHIEF...
ICI Default BG
Memo#
18799

SUMMARY OF SEC NO-ACTION LETTERS -- SERIES 91

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18799] May 2, 2005 TO: CHIEF COMPLIANCE OFFICER COMMITTEE...
ICI Default BG
Memo#
18823

NEW COMPLIANCE MEMBERS MAILING LIST

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. ACTION REQUESTED [18823] May 2, 2005 TO: CHIEF COMPLIANCE...
ICI Default BG
Memo#
18801

GAO REPORT REGARDING MUTUAL FUND TRADING ABUSES

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18801] April 27, 2005 TO: BOARD OF GOVERNORS No. 17-05...
ICI Default BG
Memo#
18759

SEC AND NASD PHILADELPHIA OFFICES ANNOUNCE SECURITIES CONFERENCE

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18759] April 8, 2005 TO: CLOSED-END INVESTMENT COMPANY...