©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete.
Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice.
ACTION REQUESTED
[18823]
May 2, 2005
TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 38-05
COMPLIANCE ADVISORY COMMITTEE No. 34-05
RE: NEW COMPLIANCE MEMBERS MAILING LIST
Beginning in mid-May, the Institute will begin a new mailing list for members who wish
to receive ICI memo updates on developments relating to compliance. The new mailing list is
intended for persons who are interested in obtaining current information about compliance
issues but who are not eligible or choose not to participate in Institute committee meetings or
other committee business.
This new mailing list allows us to expand the distribution of memos beyond our
committee members to a broader audience. As a Chief Compliance Officer or Compliance
Advisory Committee member, you will automatically receive copies of all memos that are sent
to the new Compliance Members mailing list. Memos that involve committee-only business
(e.g., notices of meetings, invitations to participate in conference calls, draft comment letters)
will continue to be sent only to committee members.
We would appreciate your assistance in helping us contact the persons within your firm
who may benefit from receiving Compliance memos. We ask that you circulate this notice
within your firm and invite interested persons to join this mailing list. They can subscribe by
sending an email to memberservices@ici.org with the subject “Add to the Compliance Members
mailing list”. If they are already registered to use the ICI member website, they can subscribe at
http://members.ici.org/userservices/mailings.do.
Questions about this new mailing list can be directed to memberservices@ici.org or (202)
326-5973. Thank you.
Barry E. Simmons
Associate Counsel