Broker/Dealer Advisory Content

[26338] July 25, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 11-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 32-12 BROKER/DEALER ADVISORY COMMITTEE No. 34-12 OPERATIONS COMMITTEE No. 22-12 SMALL FUNDS COMMITTEE No. 21-12 TAAC COST BASIS REPORTING TASK FORCE No. 8-12 TAX...

[26300] July 13, 2012 TO: AML COMPLIANCE WORKING GROUP No. 6-12 TRANSFER AGENT ADVISORY COMMITTEE No. 42-12 BROKER/DEALER ADVISORY COMMITTEE No. 33-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 30-12 RE: FINCEN HEARING (JULY 31) ON PROPOSED RULEMAKING REGARDING CUSTOMER DUE...

  [26258] June 22, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-12 BROKER/DEALER ADVISORY COMMITTEE No. 32-12 OPERATIONS COMMITTEE No. 20-12 TRANSFER AGENT ADVISORY COMMITTEE No. 40-12 RE: ICI STUDY ON OPERATIONAL IMPACTS OF PROPOSED REDEMPTION RESTRICTIONS ON MONEY...

[26255] June 21, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-12 BROKER/DEALER ADVISORY COMMITTEE No. 31-12 TAX COMMITTEE No. 33-12 TRANSFER AGENT ADVISORY COMMITTEE No. 39-12 PENSION MEMBERS No. 25-12 RE: DC TARGETED RETIREMENT DISTRIBUTION WITHHOLDING TEMPORARY ACT...

  [26248] June 20, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 10-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 27-12 BROKER/DEALER ADVISORY COMMITTEE No. 30-12 OPERATIONS COMMITTEE No. 19-12 SMALL FUNDS COMMITTEE No. 18-12 TAAC COST BASIS REPORTING TASK FORCE No. 7-12...

[26235] June 13, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 26-12 BROKER/DEALER ADVISORY COMMITTEE No. 29-12 SEC RULES MEMBERS No. 50-12 SMALL FUNDS MEMBERS No. 19-12 TRANSFER AGENT ADVISORY COMMITTEE No. 37-12 RE: INTERPRETATION OF "DORMANCY" FOR PURPOSES OF DELAWARE...

[26228] June 11, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 24-12 BROKER/DEALER ADVISORY COMMITTEE No. 27-12 COMPLIANCE MEMBERS No. 8-12 INVESTMENT ADVISER MEMBERS No. 13-12 OPERATIONS MEMBERS No. 2-12 SMALL FUNDS MEMBERS No. 18-12 TRANSFER AGENT ADVISORY COMMITTEE No...

[26230] June 11, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 25-12 BROKER/DEALER ADVISORY COMMITTEE No. 28-12 TRANSFER AGENT ADVISORY COMMITTEE No. 36-12 RE: CALIFORNIA REMINDS HOLDERS OF ABANDONED PROPERTY TO FILE THEIR REQUIRED REMITTANCE REPORTS BY JUNE 15TH  ...

[26222] June 7, 2012 TO: BROKER/DEALER ADVISORY COMMITTEE No. 26-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 31-12 INVESTMENT ADVISER MEMBERS No. 12-12 SEC RULES MEMBERS No. 48-12 RE: ICI SUBMITS STATEMENT FOR RECORD AT HEARING ON INVESTMENT ADVISER OVERSIGHT ACT OF 2012   On June 6...

[26212] June 1, 2012 TO: BROKER/DEALER ADVISORY COMMITTEE No. 25-12 RE: BDAC MEETING NOTICE - JULY 25-26, 2012   The next meeting of the Broker/Dealer Advisory Committee will take place on Wednesday, July 25 and Thursday, July 26, 2012 at the offices of Eaton Vance located at Two...