Broker/Dealer Advisory Content

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26691

FSOC Proposes Money Market Fund Reforms

  [26691] November 16, 2012 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 55-12 BROKER/DEALER ADVISORY COMMITTEE No. 61-12 INDEPENDENT DIRECTORS COUNCIL No. 1-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 55-12 MUNICIPAL SECURITIES...
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Memo#
26696

Draft XML Schema to be Discussed During 5 December FATCA Call

[26696] November 16, 2012 TO: TAX COMMITTEE No. 52-12 ICI GLOBAL TAX COMMITTEE No. 16-12 INTERNATIONAL COMMITTEE No. 42-12 OPERATIONS COMMITTEE No. 49-12 BROKER/DEALER ADVISORY COMMITTEE No. 63-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 57-12 TRANSFER AGENT ADVISORY...
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Memo#
26694

Treasury Releases Second Model FATCA Intergovernmental Agreement ("IGA")

[26694] November 16, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 56-12 BROKER/DEALER ADVISORY COMMITTEE No. 62-12 ICI GLOBAL TAX COMMITTEE No. 15-12 INTERNATIONAL MEMBERS No. 49-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 21-12 OPERATIONS MEMBERS No. 6-12 TAAC...
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Memo#
26677

Next Monthly FATCA Call Scheduled for November 16

  [26677] November 9, 2012 TO: TAX COMMITTEE No. 48-12 ICI GLOBAL TAX COMMITTEE No. 13-12 INTERNATIONAL COMMITTEE No. 40-12 OPERATIONS COMMITTEE No. 45-12 BROKER/DEALER ADVISORY COMMITTEE No. 58-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 52-12 TRANSFER AGENT ADVISORY...
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Memo#
26676

Suggested Process for Reestablishing Contact with Inactive Shareholders

[26676] November 9, 2012 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 67-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 51-12 BROKER/DEALER ADVISORY COMMITTEE No. 57-12 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-12 OPERATIONS COMMITTEE No. 44-12 SMALL FUNDS COMMITTEE No. 27-12 RE...
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Memo#
26678

FATCA Call Scheduled for December 5

  [26678] November 9, 2012 TO: TAX COMMITTEE No. 49-12 ICI GLOBAL TAX COMMITTEE No. 14-12 INTERNATIONAL COMMITTEE No. 41-12 OPERATIONS COMMITTEE No. 46-12 BROKER/DEALER ADVISORY COMMITTEE No. 59-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 53-12 TRANSFER AGENT ADVISORY...
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Memo#
26623

Mark Your Calendar - BDAC 2013 Meeting Schedule

[26623] October 31, 2012 TO: BROKER/DEALER ADVISORY COMMITTEE No. 55-12 RE: MARK YOUR CALENDAR - BDAC 2013 MEETING SCHEDULE   The Broker/Dealer Advisory Committee 2013 meeting schedule has been finalized.  Please mark your calendars for the following meeting dates: January 23-24...