Broker/Dealer Advisory Content

[27281] June 6, 2013 TO: PENSION MEMBERS No. 25-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 13-13 BROKER/DEALER ADVISORY COMMITTEE No. 26-13 OPERATIONS COMMITTEE No. 23-13 RE: DOL ISSUES PROPOSED AMENDMENT TO PTE 80-26 TO PROVIDE RETROACTIVE AND TEMPORARY PROSPECTIVE RELIEF...

[27272] June 5, 2013 TO: BROKER/DEALER ADVISORY COMMITTEE No. 25-13 RE: BDAC MEETING NOTICE - JULY 24-25, 2013   The next meeting of the Broker/Dealer Advisory Committee will take place on Wednesday, July 24 and Thursday, July 25, 2013 hosted by Janus. The meetings will be held at the...

[27241] May 16, 2013 TO: TAX COMMITTEE No. 14-13 INTERNATIONAL COMMITTEE No. 16-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 11-13 TRANSFER AGENT ADVISORY COMMITTEE No. 38-13 BROKER/DEALER ADVISORY COMMITTEE No. 24-13 ICI GLOBAL TAX COMMITTEE No. 10-13 TAAC FATCA TASK FORCE No...

[27236] May 10, 2013 TO: COMPLIANCE MEMBERS No. 25-13 SEC RULES MEMBERS No. 45-13 SMALL FUNDS MEMBERS No. 34-13 OPERATIONS MEMBERS No. 12-13 BROKER/DEALER ADVISORY COMMITTEE No. 23-13 TRANSFER AGENT ADVISORY COMMITTEE No. 37-13 UNIT INVESTMENT TRUST MEMBERS No. 13-13 RE: FINRA RULE...

[27229] May 9, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 12-13 BROKER/DEALER ADVISORY COMMITTEE No. 22-13 OPERATIONS COMMITTEE No. 20-13 TRANSFER AGENT ADVISORY COMMITTEE No. 35-13 RE: ICI RECOMMENDATIONS FOR 2013-2014 TREASURY/IRS GUIDANCE PRIORITY LIST--RETIREMENT...

[27212] May 1, 2013 TO: 529 PLAN MEMBERS No. 2-13 ACCOUNTING/TREASURERS MEMBERS No. 16-13 ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 4-13 BDAC COST BASIS REPORTING TASK FORCE No. 3-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 10-13 BROKER/DEALER ADVISORY COMMITTEE No. 21-13...

[27192] April 18, 2013 TO: ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 3-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 9-13 BDAC COST BASIS REPORTING TASK FORCE No. 2-13 BROKER/DEALER ADVISORY COMMITTEE No. 20-13 OPERATIONS MEMBERS No. 10-13 SMALL FUNDS MEMBERS No. 27-13 TAAC...

[27169] April 9, 2013 TO: TAX COMMITTEE No. 11-13 INTERNATIONAL COMMITTEE No. 12-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 9-13 TRANSFER AGENT ADVISORY COMMITTEE No. 29-13 BROKER/DEALER ADVISORY COMMITTEE No. 19-13 ICI GLOBAL TAX COMMITTEE No. 9-13 TAAC FATCA TASK FORCE No. 3...

[27168] April 9, 2013 TO: TAX COMMITTEE No. 10-13 INTERNATIONAL COMMITTEE No. 11-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 8-13 TRANSFER AGENT ADVISORY COMMITTEE No. 28-13 BROKER/DEALER ADVISORY COMMITTEE No. 18-13 ICI GLOBAL TAX COMMITTEE No. 8-13 TAAC FATCA TASK FORCE No. 2...

[27165] April 8, 2013 TO: TAX COMMITTEE No. 9-13 INTERNATIONAL COMMITTEE No. 10-13 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 7-13 TRANSFER AGENT ADVISORY COMMITTEE No. 27-13 BROKER/DEALER ADVISORY COMMITTEE No. 17-13 ICI GLOBAL TAX COMMITTEE No. 7-13 RE: IRS RELEASES DRAFT...