Broker/Dealer Advisory Content

[26506] September 17, 2012 TO: BROKER/DEALER ADVISORY COMMITTEE No. 44-12 RE: ICI FILES COMMENT LETTER WITH MSRB ON PROPOSAL TO COLLECT 529 PLAN DATA FROM PRIMARY DISTRIBUTORS ON FORM G-45   As you may recall, last month the Municipal Securities Rulemaking Board (MSRB) published for...

[26418] August 29, 2012 TO: TAX COMMITTEE No. 41-12 TRANSFER AGENT ADVISORY COMMITTEE No. 53-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 39-12 BROKER/DEALER ADVISORY COMMITTEE No. 43-12 OPERATIONS COMMITTEE No. 31-12 ACCOUNTING/TREASURERS COMMITTEE No. 11-12 CLOSED-END...

[26412] August 27, 2012 TO: BROKER/DEALER ADVISORY COMMITTEE No. 42-12 RE: BDAC MEETING NOTICE - OCTOBER 24-25, 2012   The next meeting of the Broker/Dealer Advisory Committee will take place on Wednesday, October 24 and Thursday, October 25, 2012 at the offices of Investment Company...

  [26402] August 21, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 12-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-12 BROKER/DEALER ADVISORY COMMITTEE No. 41-12 OPERATIONS COMMITTEE No. 30-12 SMALL FUNDS COMMITTEE No. 22-12 TAAC COST BASIS REPORTING TASK FORCE No. 9-12...

  [26399] August 14, 2012 TO: TAX COMMITTEE No. 38-12 ICI GLOBAL TAX COMMITTEE No. 10-12 INTERNATIONAL COMMITTEE No. 31-12 OPERATIONS COMMITTEE No. 29-12 BROKER/DEALER ADVISORY COMMITTEE No. 40-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 37-12 TRANSFER AGENT ADVISORY...

[26380] August 8, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 36-12 BROKER/DEALER ADVISORY COMMITTEE No. 39-12 SEC RULES MEMBERS No. 73-12 SMALL FUNDS MEMBERS No. 28-12 TRANSFER AGENT ADVISORY COMMITTEE No. 48-12 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 11-12...

[26378] August 8, 2012 TO: PENSION MEMBERS No. 28-12 OPERATIONS COMMITTEE No. 23-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 35-12 BROKER/DEALER ADVISORY COMMITTEE No. 38-12 TRANSFER AGENT ADVISORY COMMITTEE No. 47-12 RE: DOL ISSUES DIRECT FINAL RULE REVISING 408(b)(2) NON...

[26373] August 7, 2012 TO: BROKER/DEALER ADVISORY COMMITTEE No. 37-12 RE: MSRB SEEKS COMMENT ON ITS PROPOSAL TO COLLECT 529 PLAN DATA   As you may recall, last July the MSRB sought comment on a concept proposal to require municipal securities dealers that act as primary distributors...

[26367] August 6, 2012 TO: BROKER/DEALER ADVISORY COMMITTEE No. 36-12 TRANSFER AGENT ADVISORY COMMITTEE No. 46-12 RE: FINRA WITHDRAWALS FROM FURTHER CONSIDERATION PROPOSAL TO REQUIRE THE ISSUANCE OF MONTHLY ACCOUNT STATEMENTS   I am pleased to inform you that FINRA has withdrawn from...

[26344] July 26, 2012 TO: TAX MEMBERS No. 29-12 INTERNATIONAL MEMBERS No. 31-12 OPERATIONS MEMBERS No. 3-12 BROKER/DEALER ADVISORY COMMITTEE No. 35-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 33-12 TRANSFER AGENT ADVISORY COMMITTEE No. 45-12 TAAC FATCA TASK FORCE No. 2-12 RE...