Broker/Dealer Advisory Content

  [26206] May 29, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 9-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 23-12 BROKER/DEALER ADVISORY COMMITTEE No. 24-12 OPERATIONS COMMITTEE No. 17-12 SMALL FUNDS COMMITTEE No. 17-12 TAAC COST BASIS REPORTING TASK FORCE No. 6-12 TAX...

  [26151] May 8, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 8-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 21-12 BROKER/DEALER ADVISORY COMMITTEE No. 23-12 OPERATIONS COMMITTEE No. 16-12 SMALL FUNDS COMMITTEE No. 15-12 TAAC COST BASIS REPORTING TASK FORCE No. 5-12 TAX...

[26148] May 7, 2012 TO: AML COMPLIANCE WORKING GROUP No. 4-12 TRANSFER AGENT ADVISORY COMMITTEE No. 30-12 BROKER/DEALER ADVISORY COMMITTEE No. 22-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 20-12 OPERATIONS COMMITTEE No. 15-12 RE: ICI COMMENT LETTER ON FINCEN'S ADVANCE NOTICE...

[26096] April 30, 2012 TO: TAX MEMBERS No. 21-12 INTERNATIONAL MEMBERS No. 15-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 13-12 TRANSFER AGENT ADVISORY COMMITTEE No. 27-12 BROKER/DEALER ADVISORY COMMITTEE No. 21-12 RE: ICI...

  [26091] April 27, 2012 TO: TAX COMMITTEE No. 25-12 INTERNATIONAL COMMITTEE No. 14-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-12 TRANSFER AGENT ADVISORY COMMITTEE No. 26-12 BROKER/DEALER ADVISORY COMMITTEE No. 20-12 RE...

[26084] April 25, 2012 TO: 529 PLAN MEMBERS No. 4-12 ACCOUNTING/TREASURERS MEMBERS No. 8-12 ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 7-12 BDAC COST BASIS REPORTING TASK FORCE No. 7-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 18-12 BROKER/DEALER ADVISORY COMMITTEE No. 19...

[26071] April 24, 2012 TO: ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 6-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 17-12 BDAC COST BASIS REPORTING TASK FORCE No. 6-12 BROKER/DEALER ADVISORY COMMITTEE No. 18-12 OPERATIONS COMMITTEE No. 12-12 SMALL FUNDS COMMITTEE No. 13-12...

  [26046] April 16, 2012 TO: TAX COMMITTEE No. 20-12 INTERNATIONAL COMMITTEE No. 12-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 8-12 TRANSFER AGENT ADVISORY COMMITTEE No. 21-12 BROKER/DEALER ADVISORY COMMITTEE No. 17-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-12 RE: DRAFT...

  [26038] April 12, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 5-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-12 BROKER/DEALER ADVISORY COMMITTEE No. 16-12 OPERATIONS COMMITTEE No. 10-12 SMALL FUNDS COMMITTEE No. 11-12 TAX COMMITTEE No. 19-12 TRANSFER AGENT ADVISORY...

  [26004] March 29, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 4-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 12-12 BROKER/DEALER ADVISORY COMMITTEE No. 15-12 OPERATIONS COMMITTEE No. 9-12 SMALL FUNDS COMMITTEE No. 9-12 TAAC COST BASIS REPORTING TASK FORCE No. 1-12 TAX...