Broker/Dealer Advisory Content

[25691] December 6, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 82-11 RE: BDAC MEETING NOTICE - JANUARY 25-26, 2012   The next meeting of the Broker/Dealer Advisory Committee will take place on Wednesday, January 25 and Thursday, January 26, 2012 at the offices of American Funds...

[25680] November 30, 2011 TO: PENSION MEMBERS No. 63-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 75-11 BROKER/DEALER ADVISORY COMMITTEE No. 80-11 RE: DOL ISSUES ADVISORY OPINION REGARDING INDEMNIFICATION OF A BROKER FOR IRA ACCOUNT LOSSES   The Department of Labor released...

[25669] November 29, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 38-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 73-11 BROKER/DEALER ADVISORY COMMITTEE No. 79-11 OPERATIONS COMMITTEE No. 49-11 SMALL FUNDS COMMITTEE No. 52-11 TAX COMMITTEE No. 74-11 TRANSFER AGENT...

[25664] November 25, 2011 TO: AML COMPLIANCE WORKING GROUP No. 5-11 TRANSFER AGENT ADVISORY COMMITTEE No. 98-11 BROKER/DEALER ADVISORY COMMITTEE No. 78-11 RE: NEW SANCTIONS ON IRAN AND NOTICE OF PROPOSED RULEMAKING   On November 21, the U.S. Department of the Treasury announced that...

  [25657] November 22, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 36-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 70-11 BROKER/DEALER ADVISORY COMMITTEE No. 76-11 OPERATIONS COMMITTEE No. 48-11 SMALL FUNDS COMMITTEE No. 51-11 TAX COMMITTEE No. 73-11 TRANSFER AGENT...

  [25658] November 22, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 37-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 71-11 BROKER/DEALER ADVISORY COMMITTEE No. 77-11 OPERATIONS MEMBERS No. 23-11 SMALL FUNDS MEMBERS No. 66-11 TAX MEMBERS No. 40-11 TRANSFER AGENT ADVISORY...

  [25645] November 17, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 35-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 69-11 BROKER/DEALER ADVISORY COMMITTEE No. 75-11 OPERATIONS COMMITTEE No. 47-11 SMALL FUNDS COMMITTEE No. 50-11 TAX COMMITTEE No. 72-11 TRANSFER AGENT...

  [25640] November 15, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 34-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 68-11 BROKER/DEALER ADVISORY COMMITTEE No. 74-11 OPERATIONS COMMITTEE No. 46-11 SMALL FUNDS COMMITTEE No. 49-11 TAX COMMITTEE No. 71-11 TRANSFER AGENT...

  [25636] November 10, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 33-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 67-11 BROKER/DEALER ADVISORY COMMITTEE No. 73-11 OPERATIONS COMMITTEE No. 45-11 SMALL FUNDS COMMITTEE No. 48-11 TAX COMMITTEE No. 69-11 TRANSFER AGENT...

  [25618] November 7, 2011 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 66-11 BROKER/DEALER ADVISORY COMMITTEE No. 72-11 OPERATIONS COMMITTEE No. 44-11 SMALL FUNDS COMMITTEE No. 47-11 TRANSFER AGENT ADVISORY COMMITTEE No. 92-11 RE: INSTITUTE PUBLISHES UPDATE TO “WHO GETS...