Broker/Dealer Advisory Content

    [22631]   June 20, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 17-08 BROKER/DEALER ADVISORY COMMITTEE No. 17-08     RE: SEC PROPOSES TO REQUIRE FUNDS TO SUBMIT RISK/RETURN SUMMARY INFORMATION IN XBRL                 The Securities and Exchange Commission has...

    [22581]   June 4, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 16-08     RE: BDAC MEETING NOTICE - JULY 23-24, 2008                 The next meeting of the Broker/Dealer Advisory Committee will be held on Wednesday, July 23 and Thursday, July 24, 2008 at the offices of Eaton...

    [22552]   May 23, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 15-08 EQUITY MARKETS ADVISORY COMMITTEE No. 24-08 SEC RULES MEMBERS No. 47-08 SMALL FUNDS MEMBERS No. 36-08     RE: FINRA ISSUES FOUR PROPOSALS ON RULEBOOK CONSOLIDATION; COMMENTS DUE TO FINRA BY JUNE 13   FINRA has...

    [22506]   May 13, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 15-08 BROKER/DEALER ADVISORY COMMITTEE No. 14-08 FEDERAL LEGISLATION MEMBERS No. 6-08 OPERATIONS MEMBERS No. 6-08 SMALL FUNDS MEMBERS No. 31-08 TAX MEMBERS No. 16-08 TRANSFER AGENT ADVISORY COMMITTEE No...

    [22495]   May 5, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 13-08 BROKER/DEALER ASSOCIATE MEMBERS No. 2-08 SEC RULES MEMBERS No. 41-08 SMALL FUNDS MEMBERS No. 30-08     RE: FINRA'S NATIONAL ADJUDICATORY COUNCIL AFFIRMS JUDGMENT AGAINST FUND DISTRIBUTOR FOR DIRECTED BROKERAGE...

    [22442]   April 18, 2008 TO: PENSION MEMBERS No. 24-08 FEDERAL LEGISLATION MEMBERS No. 5-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 12-08 BROKER/DEALER ADVISORY COMMITTEE No. 12-08 OPERATIONS COMMITTEE No. 9-08     RE: HOUSE EDUCATION AND LABOR COMMITTEE APPROVES 401(k...

    [22392]   April 3, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 11-08 CEOS CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-08 EQUITY MARKETS ADVISORY COMMITTEE No. 16-08 FEDERAL LEGISLATION MEMBERS No. 4-08 INTERNATIONAL MEMBERS No. 3-08 INVESTMENT ADVISER MEMBERS No. 6-08 OPERATIONS...

    [22370]   March 25, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 10-08     RE: COLLEGE SAVINGS PLANS NETWORK 529 PROGRAM STATISTICS AS OF DECEMBER 31, 2007   The College Savings Plans Network (CSPN) has tabulated statistics for state 529 plans (both prepaid and savings) for year...

    [22362]   March 24, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-08 BOARD OF GOVERNORS No. 4-08 BROKER/DEALER ADVISORY COMMITTEE No. 9-08 OPERATIONS MEMBERS No. 3-08 SEC RULES MEMBERS No. 26-08 SMALL FUNDS MEMBERS No. 16-08 TECHNOLOGY COMMITTEE No. 8-08 TRANSFER...

    [22333]   March 14, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 8-08     RE: BDAC MEETING NOTICE - APRIL 30 - MAY 1, 2008   The next meeting of the Broker/Dealer Advisory Committee will be held on Wednesday, April 30 and Thursday, May 1, 2008 at the offices of Franklin Templeton...