Broker/Dealer Advisory Content

    [21800]   October 9, 2007 TO: ACCOUNTING/TREASURERS MEMBERS No. 33-07 BROKER/DEALER ADVISORY COMMITTEE No. 64-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 63-07 SEC RULES MEMBERS No. 135-07 SMALL FUNDS MEMBERS No. 95-07 TRANSFER AGENT ADVISORY COMMITTEE No. 70-07     RE: FUND...

  [21760]   October 5, 2007 TO: PENSION MEMBERS No. 56-07 FEDERAL LEGISLATION MEMBERS No. 8-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 40-07 BROKER/DEALER ADVISORY COMMITTEE No. 63-07 OPERATIONS COMMITTEE No. 27-07 RE: REP. NEAL INTRODUCES DEFINED CONTRIBUTION PLAN...

    [21757]   October 5, 2007 TO: PENSION MEMBERS No. 55-07 FEDERAL LEGISLATION MEMBERS No. 7-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 39-07 BROKER/DEALER ADVISORY COMMITTEE No. 62-07 OPERATIONS COMMITTEE No. 26-07 RE: INSTITUTE STATEMENT ON H.R. 3185, THE 401(K) FAIR...

  [21722]   October 3, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 37-07 BROKER/DEALER ADVISORY COMMITTEE No. 61-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 21-07 COMPLIANCE ADVISORY COMMITTEE No. 20-07 OPERATIONS COMMITTEE No. 25-07 PENSION OPERATIONS ADVISORY...

[21695] October 2, 2007 TO: BROKER/DEALER ADVISORY COMMITTEE No. 60-07 RE: MARK YOUR CALENDAR - BDAC 2008 MEETING SCHEDULE The Broker/Dealer Advisory Committee 2008 meeting schedule has been finalized. Please mark your calendar for the following meeting dates: February 6-7 American...

    [21619]   September 24, 2007 TO: FEDERAL LEGISLATION MEMBERS No. 6-07 TAX MEMBERS No. 41-07 OPERATIONS MEMBERS No. 19-07 SMALL FUNDS MEMBERS No. 89-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 36-07 BROKER/DEALER ADVISORY COMMITTEE No. 59-07 TRANSFER AGENT ADVISORY...

    [21614]   September 24, 2007 TO: FEDERAL LEGISLATION MEMBERS No. 5-07 TAX MEMBERS No. 40-07 OPERATIONS MEMBERS No. 17-07 SMALL FUNDS MEMBERS No. 86-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 35-07 BROKER/DEALER ADVISORY COMMITTEE No. 58-07 TRANSFER AGENT ADVISORY...

    [21621]   September 21, 2007 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-07 BANK AND TRUST ADVISORY COMMITTEE No. 34-07 BROKER/DEALER ADVISORY COMMITTEE No. 57-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-07 OPERATIONS COMMITTEE No. 24-07 TAX COMMITTEE No. 39-07 TRANSFER AGENT...

  [21626]   September 21, 2007 TO: PENSION MEMBERS No. 54-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 33-07 BROKER/DEALER ADVISORY COMMITTEE No. 56-07 OPERATIONS COMMITTEE No. 23-07 RE: INSTITUTE ADVOCATES EFFECTIVE DISCLOSURE TO PLAN FIDUCIARIES IN TESTIMONY BEFORE ERISA...

  [21612]   September 18, 2007 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-07 BROKER/DEALER ADVISORY COMMITTEE No. 55-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 54-07 SEC RULES MEMBERS No. 122-07 SMALL FUNDS MEMBERS No. 82-07 TRANSFER AGENT ADVISORY COMMITTEE No. 59-07 RE: REGISTER...