Broker/Dealer Advisory Content

    [22916]   October 3, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 31-08 BROKER/DEALER ADVISORY COMMITTEE No. 37-08 FEDERAL LEGISLATION MEMBERS No. 13-08 OPERATIONS MEMBERS No. 17-08 PENSION MEMBERS No. 60-08 SMALL FUNDS MEMBERS No. 61-08 TAX MEMBERS No. 40-08...

     [22951]    October 2, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 35-08     RE: MARK YOUR CALENDARS – REVISED BDAC 2009 MEETING SCHEDULE   The Broker/Dealer Advisory Committee 2009 meeting schedule has been modified.  Please mark your calendars for the following meeting dates:...

[22936] September 29, 2008 TO: SEC RULES COMMITTEE No. 68-08 INTERNATIONAL COMMITTEE No. 25-08 SMALL FUNDS COMMITTEE No. 25-08 BROKER/DEALER ADVISORY COMMITTEE No. 34-08 TRANSFER AGENT ADVISORY COMMITTEE No. 56-08 RE: DRAFT INSTITUTE LETTER ON IOSCO POINT OF SALE ISSUES PAPER...

[22922] September 26, 2008 TO: PENSION MEMBERS No. 58-08 FEDERAL LEGISLATION MEMBERS No. 12-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 30-08 BROKER/DEALER ADVISORY COMMITTEE No. 33-08 OPERATIONS COMMITTEE No. 18-08 RE: INSTITUTE STATEMENT TO SENATE HEALTH, EDUCATION, LABOR...

[22895] September 22, 2008 TO: ETF ADVISORY COMMITTEE No. 25-08 EQUITY MARKETS ADVISORY COMMITTEE No. 45-08 FIXED-INCOME ADVISORY COMMITTEE No. 26-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 22-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 26-08 MUNICIPAL SECURITIES ADVISORY...

[22854] September 9, 2008 TO: PENSION MEMBERS No. 52-08 TRANSFER AGENT ADVISORY COMMITTEE No. 49-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 29-08 BROKER/DEALER ADVISORY COMMITTEE No. 31-08 OPERATIONS COMMITTEE No. 17-08 RE: ICI COMMENT LETTER ON DOL PROPOSED PARTICIPANT...

[22836] September 2, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 28-08 BROKER/DEALER ADVISORY COMMITTEE No. 30-08 ETF ADVISORY COMMITTEE No. 21-08 OPERATIONS MEMBERS No. 13-08 RESEARCH COMMITTEE No. 7-08 SEC RULES MEMBERS No. 83-08 SMALL FUNDS MEMBERS No. 53-08...

    [22818]   August 22, 2008   TO: BROKER/DEALER ADVISORY COMMITTEE No. 29-08     RE: MARK YOUR CALENDARS - BDAC 2009 MEETING SCHEDULE   The Broker/Dealer Advisory Committee 2009 meeting schedule has been finalized.  Please mark your calendars for the following meeting dates...

    [22817]   August 20, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-08 BROKER/DEALER ADVISORY COMMITTEE No. 28-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 16-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 61-08 SMALL FUNDS COMMITTEE No. 24...

    [22816]   August 19, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 27-08     RE: BDAC MEETING NOTICE - OCTOBER 29-30, 2008   The next meeting of the Broker/Dealer Advisory Committee will be held on Wednesday, October 29 and Thursday, October 30, 2008 at the Investment Company...