Disclosure Content

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July 21, 2009 David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Advance Notice of Proposed Rulemaking for Regulations 1.25 and 30.7 Dear Mr. Stawick: The Investment Company Institute (“ICI”)1...

ICI Supports Regulatory Reform to Enhance Investor Protections ICI President Recommends a Stronger SEC and an Effective ‘Systemic Risk Council’ Washington, DC, July 17, 2009 - Investment Company Institute President and CEO Paul Schott Stevens, in testimony before the U.S. House...

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ICI Commends SEC for Important Step Forward in Addressing Critical Disclosure Needs in Municipal Market Washington, DC, July 15, 2009 - Investment Company Institute President and CEO Paul Schott Stevens issued the following statement in response to the Securities and Exchange...

New Restriction on Short Sales Are Unnecessary; Investor Protections in Place, ICI Tells SEC Washington, DC, June 24, 2009 – New restrictions on short selling are not warranted at this time, particularly in light of recent regulatory actions that have added necessary protections to...

ppr_09_principles.pdf

June 10, 2009 Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: FINRA’s Proposed Rule 2231, Customer Account Statements; File No. SR-FINRA-2009-028 Dear Ms. Murphy: The Investment Company Institute1 appreciates the...

SEC Roundtable on Oversight of Credit Rating Agencies Statement of  Paul Schott Stevens President and CEO Investment Company Institute April 15, 2009 Table of Contents Oral Statement Executive Summary Introduction Recommendations for Improvements to Credit Rating Agency Regulation...

March 26, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Re-Proposed Rules for Nationally Recognized Statistical Rating Organizations (File No. S7-04-09) Dear Ms. Murphy: The Investment Company...