Disclosure Content

December 14, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Credit Ratings Disclosure (File No. S7-24-09) Dear Ms. Murphy: The Investment Company Institute1 supports the Commission’s continuing efforts...

December 8, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: References to Ratings of Nationally Recognized Statistical Rating Organizations (File Nos. S7-17-08, S7-18-08, and S7-19-08) Dear Ms. Murphy: The...

November 20, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Amendments to Rules Requiring Internet Availability of Proxy Materials File No. S7-22-09 Dear Ms. Murphy: The Investment Company Institute1...

November 19, 2009 Ms. Marcia E. Asquith Senior Vice President and Corporate Secretary Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, D.C. 20006-1500 Re: Request for Comment on Proposed New Rules Governing Communications with the Public (FINRA Regulatory Notice...

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September 3, 2009 By Electronic Transmission (via http://www.regulations.gov) James H. Freis, Jr. Director, Financial Crimes Enforcement Network U.S. Department of the Treasury P.O. Box 39 Vienna, VA 22183 Re: Defining Mutual Funds as Financial Institutions Dear Mr. Freis: The...

August 21, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: MSRB Notice of Filing of Proposed Rule Change Relating to Rule G-32, on Disclosures in Connection with Primary Offerings, Form G-32, and the...

August 17, 2009 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-1090 Re: Facilitating Shareholder Director Nominations (File No. S7-10-09) Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity to...