Disclosure Content

December 3, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Fund of Funds Investments (File No. S7-18-03) Dear Mr. Katz: The Investment Company Institute1 is pleased to provide comments on the Securities and...

November 20, 2003 Mr. Paul F. Roye Director Division of Investment Management U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549 Re: Sales Charge Breakpoint Disclosure Requirements Dear Mr. Roye: The Investment Company Institute 1 is writing to...

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July 30, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Proposed Amendments to Nasdaq Stock Market, Inc. Rules Regarding Codes of Conduct (File No. SR-NASD-2002-139) Dear Mr. Katz: The Investment...

July 28, 2003 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Concept Release Regarding Rating Agencies and the Use of Credit Ratings under the Federal Securities Laws (File No. S7-12-03) Dear Mr. Katz: The...

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ICI Tells SEC That Increased Portfolio Holdings DisclosureWill Bring Risks Washington, DC, July 17, 2001 - The Investment Company Institute, the national association of the American mutual fund industry, today provided the U.S. Securities and Exchange Commission (SEC) with information...