Disclosure Content

ICI Welcomes SEC Vote on Mutual Funds’ Use Of Interactive Data Format Washington, DC, June 21, 2007 – Investment Company Institute President Paul Schott Stevens issued the following statement in response to the Securities and Exchange Commission’s decision to permit mutual funds to...

ICI Welcomes SEC Scrutiny of Rule 12b-1 Washington, DC, June 19, 2007 – Paul Schott Stevens, president of the Investment Company Institute, issued the following statement in response to the Securities and Exchange Commission’s Roundtable on Rule 12b-1: “We welcome the thoughtful...

ICI Chairman Flanagan Calls for Improved 401(k) Disclosure Speaks at Association’s 49th General Membership Meeting Washington, DC, May 10, 2007 - Investors in 401(k) plans deserve better disclosure than they currently get, and the mutual fund industry is working to see that they get...

Opening Address at ICI General Membership Meeting Brian Murdock ICI General Membership Meeting Chairman & President and CEO, New York Life Investment Management May 9, 2007 Washington, DC Good afternoon and welcome to the ICI’s 2007 General Membership Meeting. I’m Brian Murdock...

ICI President’s Remarks at the Mutual Funds and Investment Management Conference When You Come to a Fork in the Road, Take It: Improving Financial Regulation in America Paul Schott Stevens President and CEO, Investment Company Institute March 26, 2007 Palm Desert, California Thank you...

ICI President Calls for Reform of Mutual Fund Disclosure ‘Quick-Start Guide’ Plus Web Access Will Better Inform Investors, Stevens Says Palm Desert, CA, March 26, 2007 – Mutual fund investors could receive better, more useful disclosure of the key information they need if regulators...

March 15, 2007 Ms. Pamela Vulpes IOSCO General Secretariat C/ Oquendo 12 28006 Madrid Spain RE: Comment on Consultation Report on Soft Commission Arrangements Dear Ms. Vulpes: The Investment Company Institute1 welcomes the IOSCO Technical Committee’s assessment of the value that soft...

March 14, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Extension of Interactive Data Voluntary Reporting Program on the EDGAR System to Include Mutual Fund Risk/Return Summary Information File No. S7-05...

March 12, 2007 Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations (File No. S7-04-07) Dear Ms. Morris: The...

ICI Welcomes Efforts to Improve 401(k) Disclosure Washington, DC, March 7, 2007 - Paul Schott Stevens, President and CEO of the Investment Company Institute, issued the following statement: “We congratulate Chairman Miller, Representative McKeon, and the House Education and Labor...