Disclosure Content

November 15, 2005 European Commission Brussels, Belgium Re: Response to the Commission’s Consultation on the Enhancement of the EU Framework for Investment Funds (COM (2005) 314) Dear Sirs: The Investment Company Institute 1 is writing in response to the Commission’s Green Paper on...

July 29, 2005 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2005-28 Relating to Draft Interpretation on Customer Protection Obligations Relating to the Marketing...

July 28, 2005 The Honorable Victoria A. Lipnic Assistant Secretary of Labor Employment Standards Administration United States Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Re: Form LM-10 Dear Assistant Secretary Lipnic: On behalf of the Investment Company...

July 29, 2005 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2005-28 Relating to Draft Interpretation on Customer Protection Obligations Relating to the Marketing...

July 28, 2005 The Honorable Victoria A. Lipnic Assistant Secretary of Labor Employment Standards Administration United States Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Re: Form LM-10 Dear Assistant Secretary Lipnic: On behalf of the Investment Company...

July 25, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-9303 Re: Advertisements of Municipal Fund Securities Under MSRB Rule G-21 File No. SR-MSRB-2005-09 Dear Mr. Katz: The Investment Company Institute1 is writing to...

July 25, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-9303 Re: Advertisements of Municipal Fund Securities Under MSRB Rule G-21 File No. SR-MSRB-2005-09 Dear Mr. Katz: The Investment Company Institute 1 is writing to...

June 9, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Definition of Nationally Recognized Statistical Rating Organization (File No. S7-04-05) Dear Mr. Katz: The Investment Company Institute 1 is writing to...

May 26, 2005 Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute 1 appreciates the opportunity to support the revised draft advice of the Committee of...

May 26, 2005 Mr. Robert Doyle Director, Office of Regulations and Interpretations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Avenue, NW, Suite N-5669 Washington, DC 20210 Re: Model Disclosure Schedule For Plan Sponsors Dear Bob: As discussed...