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By Electronic Delivery and Regular Mail May 26, 2005 Mr. Robert Doyle Director, Office of Regulations and Interpretations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Avenue, NW, Suite N-5669 Washington, DC 20210 Re: Model Disclosure Schedule For...

ICI Supports SEC Adoption of Trade-Through Rule Uniform Rule Will Increase Investor Protection Washington, DC, April 6, 2005 - The Investment Company Institute (ICI) today commended the  Securities and Exchange Commission’s adoption of Regulation NMS, an initiative designed to...

ICI Comments on Point of Sale Disclosure Washington, DC, April 5, 2005 - The Investment Company Institute has filed a  comment letter with the SEC on  reproposed point of sale disclosure about the costs and potential conflicts of interest associated with the sale of mutual fund shares...

April 4, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Point of Sale and Confirmation Disclosure Requirements; File No. S7-06-04 Dear Mr. Katz: The Investment Company Institute1 appreciates the...

April 4, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Point of Sale and Confirmation Disclosure Requirements; File No. S7-06-04 Dear Mr. Katz: The Investment Company Institute 1 appreciates the...

ICI President Issues Statement on SEC’s Adoption of Measure Aimed at Abusive Trading Washington, DC, March 3, 2005 - Investment Company Institute President Paul Schott Stevens today issued the following statement regarding the Securities and Exchange Commission’s adoption of a...

ICI Releases Survey on 12b-1 Fees Study Finds 92 Percent of 12b-1 Fee Income Is Used to Compensate Financial Advisers and Others for Providing Shareholder Advice and Account Servicing Washington, DC, February 24, 2005 - The Investment Company Institute (ICI), the national association...

ICI Supports SEC Proposed Trade-Through Rule Uniform Trade-Through Rule Would Benefit Investors Washington, DC, January 27, 2005 - The Investment Company Institute has filed a  comment letter with the Securities and Exchange Commission strongly supporting  proposed Regulation NMS’...

January 19, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Advertisements of Municipal Fund Securities Under MSRB Rule G-21 File No. SR-MSRB-2004-09 Dear Mr. Katz: The Investment Company Institute1...