Disclosure Content

January 18, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-1090 Re: Proposed Rule Change to Create Exception to Principal Approval Requirements for Certain Filed Sales Material (File No. SR-FINRA- 2007-020) Dear Ms...

December 12, 2007 The Honorable Bradford Campbell Assistant Secretary Employee Benefits Security Administration U.S. Department of Labor Washington, D.C. Dear Assistant Secretary Campbell: We understand that the Department of Labor is considering providing regulatory guidance on the...

Remarks at XBRL International Conference Karrie McMillan General Counsel, Investment Company Institute December 4, 2007 Vancouver, British Columbia Thank you for the introduction and good morning to you all. I’m truly pleased to be here and to be able to share with you my perspective...

ICI Applauds SEC Proposal to Simplify and Strengthen Mutual Fund Disclosure Washington, DC, November 15, 2007 - Investment Company Institute President Paul Schott Stevens today issued the following statement applauding the Securities and Exchange Commission’s landmark proposal to...

ICI Testifies in Support of Effective 401(k) Disclosure Plan Sponsors Need Data on Fees, Revenue Sharing, ICI Tells Advisory Panel Washington, DC, September 20, 2007 - The Investment Company Institute today told the Department of Labor's ERISA Advisory Council that effective...

American Enterprise Institute Conference on Rule 12b-1 Should the SEC’s Rule 12b-1 Survive? Remarks of Paul Schott Stevens President & CEO Investment Company Institute September 14, 2007 Washington, DC Thank you, Peter (Wallison), for your kind introduction and for organizing this...

July 27, 2007 European Commission Directorate-General for the Internal Market and Services B-1049 Brussels Belgium Re: Third Consultation on Shareholders’ Rights Dear Sirs: The Investment Company Institute (ICI)1 supports the efforts of the European Commission to provide guidance to...

July 24, 2007 FILED ELECTRONICALLY U.S. Department of Labor Employee Benefits Security Administration Office of Regulations and Interpretations 200 Constitution Avenue, NW, Room N-5669 Washington, DC 20210 Attention: Fee Disclosure RFI Re: Fee and Expense Disclosures to Participants...

July 20, 2007 Office of Regulations and Interpretations Employee Benefits Security Administration, Room N–5669 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Attention: Fee Disclosure RFI Ladies and Gentlemen: The Investment Company Institute1 appreciates...

ICI Recommends Refinements to Rule 12b-1 Focus on Improving Investor Understanding and Board Oversight of Fee Stresses Role of Fee in Bringing Choice, Advice, and Other Essential Services to Investors Washington, DC, July 19, 2007 – The Investment Company Institute today made several...