Disclosure Content

August 24, 2011 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: FINRA Proposal to Adopt NASD Rules Regarding Communications with the Public as FINRA Rules 2210 and 2212 through 2216 (SR-FINRA-2011-035) Dear Ms. Murphy...

ppr_11_disclosure_dc.pdf

June 14, 2011 Submitted Electronically Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5655 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Attn: Fee Disclosure Applicability The Investment Company Institute*...

pdf

4/28/20114/28/20114/28/2011 April 28, 2011 Ms. Susan M. Cosper Technical Director Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: Balance Sheet Offsetting (File Reference No. 2011-100) The Investment Company Institute* appreciates the...

April 12, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Reporting by...

pdf

Via e-mail to e-ORI@dol.gov January 14, 2011 Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5655 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington DC 20210 Re: Target Date Amendments The Investment Company Institute1...

November 18, 2010 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Reporting of Proxy Votes on Executive Compensation and Other Matters (File No. S7-30-10) Dear Ms. Murphy: The Investment Company Institute1...

November 5, 2010 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Mutual Fund Distribution Fees; Confirmations (File No. S7-15-10) Dear Ms. Murphy: The Independent Directors Council1 appreciates the opportunity...