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U.S. Securities and Exchange Commission Chair Mary Jo White laid out a list of SEC priorities in her appearance at ICI’s General Membership Meeting. In the May 26, 2016, edition of Focus on Funds, ICI General Counsel David Blass breaks down the list for funds and their investors.

Focus on Funds Asset Managers Respond to Increasing Regulatory Demand for Fund Data The U.S. Securities and Exchange Commission is among those regulators asking asset managers to provide more data, more frequently. In the May 13, 2016, edition of Focus on Funds, ICI Associate General...

April 29, 2016 CFA Institute Global Investment Performance Standards 915 E. High Street Charlottesville, VA 22902 Re: Guidance Statement on Broadly Distributed Pooled Funds Dear Sir or Madam: The Investment Company Institute, on behalf of its entire membership,1 appreciates the...

Focus on Funds ICI Calling for SEC Action on Shareholder Report Delivery Electronic delivery of shareholder reports could save shareholders money and foster innovation. But obstacles stand in the way. In the March 18, 2016, edition of Focus on Funds, ICI General Counsel David Blass...

March 14, 2016 Delivered Electronically Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Supplemental Comments on Investment Company Reporting Modernization (File No. S7-08-15) Dear Mr. Fields: The Investment...

ICI General Counsel David Blass Presents the Path Forward for Innovation in Fund Disclosure The fund industry has an opportunity to continue its long-standing commitment to innovation, ICI General Counsel David Blass told the audience during his keynote at the 2016 Mutual Funds and...

Calls on FINRA to Assume Responsibility for Processing Fees to Ensure Fair Treatment of Shareholders Orlando, FL, March 14—Unless the Securities and Exchange Commission (SEC) takes action, processing fees could erase $1 billion from the savings that fund shareholders are expected to...

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Focus on Funds How Changes to the SEC’s Reporting Rules Will Affect Funds The October 9, 2015, edition of Focus on Funds examines implications surrounding proposed changes to the SEC’s fund reporting rules. Transcript Stephanie Ortbals-Tibbs, ICI Director, Media Relations: Welcome to...

September 14, 2015 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Listing Standards for Recovery of Erroneously Awarded Compensation (File No. S7-12- 15) Dear Mr. Fields: The Investment Company Institute (“ICI”)1...