Disclosure Content

March 27, 2017 Marcia E. Asquith Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, D.C. 20006-1506 Re: Communications with the Public, FINRA Regulatory Notice 17-06 (February 2017) Dear Ms. Asquith: The Investment Company Institute1 appreciates the opportunity to...

February 10, 2017 Task Force on Climate-related Financial Disclosures c/o Financial Stability Board CH-4002 Basel, Switzerland Re: Task Force Consultation and Report on Climate-related Financial Disclosures Dear Task Force Members: The Investment Company Institute,1 on behalf of our...

ppr_17_disclosure_considerations.pdf

ppr_17_framework_comm.pdf

December 5, 2016 Submitted Electronically Office of Regulations and Interpretations Employee Benefits Security Administration Attn: RIN 1210-AB63 Annual Reporting and Disclosure Room N-5655 US Department of Labor 200 Constitution Avenue NW Washington, DC 20210 Re: Proposed Revision of...

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ICI Statement on Final SEC Liquidity and Data Reporting Rules Washington, DC, October 13, 2016— Today the US Securities and Exchange Commission (SEC) voted to finalize a set of regulations governing funds’ liquidity risk management practices and data reporting. Investment Company...

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SEC Order Handling Information Proposal Will Benefit Funds and Shareholders ICI Urges Quick Adoption of the Rule Change with Slight Modifications Washington, DC, September 26, 2016—The US Securities and Exchange Commission (SEC) should act quickly to adopt a new rule to enhance...

August 29, 2016 Filed Electronically: e-ORI@dol.gov Office of Regulations and Interpretations Employee Benefits Security Administration Annual Reporting and Disclosure, Room N-5655 U.S. Department of Labor 200 Constitution Avenue NW Washington, DC 20210 Re: RIN 1210-AB63 – Proposed...