Disclosure Content

Frequently Asked Questions About Service Provider Disclosure The Employee Retirement Income Security Act of 1974 (ERISA) requires plan fiduciaries to prudently select and monitor service providers and to act solely in the interest of the plan’s participants. Additionally, ERISA...

Frequently Asked Questions About Mutual Fund Fee Disclosure How can investors find out about a mutual fund’s fees? Mutual funds are subject to more exacting regulatory standards and disclosure requirements than most other financial products. Every mutual fund must disclose all of its...

How the SEC Can Further Modernize Fund Disclosure and Improve the Investor Experience ICI Comment Letter in Response to File No. S7-09-20 How the SEC Can Further Modernize Fund Disclosure and Improve the Investor Experience The Investment Company Institute (ICI) and its members have...

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On his first day in office, Joe Biden promises to bring the US back into the Paris Agreement on climate change and commit to net zero carbon emissions by 2050. In a Biden administration, the US is ready to follow Europe’s lead in confronting climate change.

A modern fund disclosure system should provide investors with digestible, layered information, delivered according to their preferences

December 21, 2020 Ms. Vanessa Countryman Secretary US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: SEC Proposal on Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for...