April 4, 1990 TO: OPERATIONS COMMITTEE NO. 6-90 RE: NOTICE OF OPEN BROKER/DEALER ADVISORY COMMITTEE MEETING - JUNE 26, 1990 __________________________________________________________ Members of the Operations Committee are invited to attend the "open" meeting of the Broker/Dealer...

April 4, 1990 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 14-90 RE: SOUTH DAKOTA COMMENT LETTER __________________________________________________________ As we previously informed you, the South Dakota Securities Division recently proposed for public comment a rule that increased the...

April 4, 1990 TO: BOARD OF GOVERNORS NO. 22-90 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 4-90 SEC RULES COMMITTEE NO. 20-90 STATE LIAISON COMMITTEE NO. 7-90 UNIT INVESTMENT TRUST COMMITTEE NO. 15-90 BROKER/DEALER ADVISORY COMMITTEE NO. 14-90 BROKER/DEALER ASSOCIATE MEMBERS NO. 2-90...

April 4, 1990 TO: SEC RULES MEMBERS NO. 26-90 RE: RTC DECISION TO CONTINUE PAYING POST-INSOLVENCY INTEREST __________________________________________________________ We are pleased to inform you that Resolution Trust Corp. ("RTC") has announced that it will approve a plan under which...

April 4, 1990 TO: PUBLIC INFORMATION COMMITTEE NO. 8-90 RE: Registrants for Public Information Committee Meetings __________________________________________________________ Attached is a list of those members who have registered to attend one or both of the Public Information...

April 3, 1990 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 13-90 RE: REQUEST FOR RESALES EXEMPTION IN CALIFORNIA __________________________________________________________ As you know, California is one of the few states that requires renewal of a registration statement of a unit...

April 2, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 12-90 RE: PROPOSED INVESTMENT ADVISORS DISCLOSURE AND ENFORCEMENT ACT OF 1940 __________________________________________________________ Attached is a copy of proposed legislation introduced on March 30 by Representative Boucher...

April 2, 1990 TO: TAX COMMITTEE NO. 8-90 CLOSED-END FUND COMMITTEE NO. 9-90 ACCOUNTING/TREASURERS COMMITTEE NO. 11-90 RE: INSTITUTE COMMENTS ON SECTION 852(b)(3)(C) POST-OCTOBER LOSS REGULATIONS ________________________________________________________ As we previously informed you...

March 29, 1990 TO: INSURANCE COMPANY-DTC-FUND/SERV ADVISORY COMMITTEE NO. 4-90 RE: NOTICE OF MEETING - JUNE 11, 1990 __________________________________________________________ This is to advise you that there will be a meeting of the Insurance Company-DTC-FUND/SERV Advisory Committee...

March 29, 1990 TO: MEMBERS - ONE PER COMPLEX NO. 14-90 ABANDONED PROPERTY TASK FORCE RE: NEW YORK ASSEMBLY PASSES CORRECTIVE ABANDONED PROPERTY LEGISLATION We are pleased to inform you that today the New York Assembly unanimously approved A.9300, the proposed amendment to the...