April 12, 1990 TO: MARKETING COMMITTEE NO. 9-90 RE: MEETING NOTICE, MAY 23, 1990 __________________________________________________________ A meeting of the Marketing Committee has been called for 10:00 am Wednesday, May 23, 1990 in the Institute offices, 1600 M Street, NW, Suite 600...

- 1 - April 12, 1990 TO: TAX MEMBERS NO. 15-90 ACCOUNTING/TREASURERS MEMBERS NO. 11-90 RE: IRS PRIVATE LETTER RULING ON MULTIPLE CLASS 12b-1 ARRANGEMENTS __________________________________________________________ The attached IRS private letter ruling involves a regulated investment...

April 11, 1990 TO: SEC RULES MEMBERS NO. 29-90 RE: RTC STATEMENT OF POLICY REGARDING PAYMENT OF POST-INSOLVENCY INTEREST ________________________________________________________ As we recently informed you, the Resolution Trust Corp. ("RTC") announced that it will continue to pay...

April 11, 1990 TO: MARKETING COMMITTEE NO. 8-90 DIRECT MARKETING COMMITTEE NO. 11-90 SALES FORCE MARKETING COMMITTEE NO. 12-90 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 11-90 PUBLIC INFORMATION COMMITTEE NO. 10-90 RESEARCH COMMITTEE NO. 9-90 SMALL FUNDS COMMITTEE NO. 6-90 MEMBERS...

April 11, 1990 TO: BOARD OF GOVERNORS NO. 26-90 RE: D.C. CIRCUIT REJECTS SIA CHALLENGE TO RECENT SECTION 20 ORDERS __________________________________________________________ The U.S. Court of Appeals for the District of Columbia Circuit has denied a petition for review of the...

April 11, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 15-90 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of March 30, 1990...

April 11, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 16-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING MARCH, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending March, 1990. We will continue to...

April 10, 1990 TO: DIRECT MARKETING COMMITTEE NO. 10-90 PUBLIC INFORMATION COMMITTEE NO. 9-90 SALES FORCE MARKETING COMMITTEE NO. 11-90 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 10-90 RE: COMMITTEE MEETINGS/DINNERS __________________________________________________________ This is a...

April 10, 1990 TO: PENSION MEMBERS NO. 16-90 RE: NEW FORM 5500-C/R FOR 1989 __________________________________________________________ Attached is a copy of 1989 IRS Form 5500-C/R, Return/Report of Employee Benefit Plan (With fewer than 100 participants), along with the instructions...

April 10, 1990 TO: STATE SECURITIES MEMBERS NO. 6-90 UNIT INVESTMENT TRUST MEMBERS NO. 19-90 RE: COMMENTS ON SOUTH CAROLINA'S PROPOSED FEE CHANGED __________________________________________________________ The South Carolina Securities Division recently asked for input regarding...