March 20, 1990 TO: STATE LIAISON COMMITTEE NO. 5-90 RE: NOTICE OF MEETING - APRIL 27, 1990 __________________________________________________________ The State Liaison Committee meeting has been scheduled for 1:30 p.m. on Friday, April 27, 1990. The meeting will be held in the...

March 19, 1990 TO: OPERATIONS COMMITTEE NO. 5-90 RE: NOTICE OF COMMITTEE MEETING - MAY 9, 1990 __________________________________________________________ This is to inform you that the next meeting of the Operations Committee will be held on Wednesday, May 9, 1990 beginning with a...

March 19, 1990 TO: INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 8-90 BROKER/DEALER ASSOCIATE MEMBERS NO. 1-90 RE: INVESTMENT ADVISER NOT BOUND BY ARBITRATION CLAUSE IN BROKERAGE AGREEMENT __________________________________________________________ The U.S. Court of Appeals for the Seventh...

March 16, 1990 TO: MARKETING COMMITTEE NO. 7-90 FROM: TOM MACK, RESEARCH COMMITTEE CHAIRMAN RE: THE ICI'S RESEARCH PROJECT AGENDA FOR 1991 @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ Each year the ICI's Research Committee develops a number of possible research...

March 16, 1990 TO: RESEARCH COMMITTEE NO. 8-90 COMMITTEE CHAIRMEN: GREGORY BARTON (Pension) BOB BLUCKE (Operations) EUGENE DESTAEBLER, Jr. (Closed-End) BILL HOSTLER (Direct Marketing) STEVE NORWITZ (Public Information) ANNE PATENAUDE (Communications) CLAUDE THOMAS (Sales Force...

March 19, 1990 TO: STATE LIAISON COMMITTEE NO. 4-90 UNIT INVESTMENT TRUST COMMITTEE NO. 12-90 RE: SOUTH DAKOTA PROPOSES NEW RULES - BLUE CHIP EXEMPTION FOR FUNDS AND TRUSTS __________________________________________________________ The South Dakota Securities Division has recently...

March 19, 1990 TO: SEC RULES COMMITTEE NO. 17-90 STATE LIAISON COMMITTEE NO. 3-90 UNIT INVESTMENT TRUST COMMITTEE NO. 11-90 INVESTMENT ADVISERS COMMITTEE NO. 9-90 RE: COMMENTS REQUESTED FOR 1990 CONFERENCE ON FEDERAL- STATE SECURITIES REGULATION AGENDA ________________________________...

March 19, 1990 TO: RESEARCH COMMITTEE NO. 7-90 RE: PLANNING TASK FORCE - 1991 INDUSTRY RESEARCH AGENDA @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ Each year the ICI's Research Committee develops a number of possible research projects of interest to ICI members...

March 16, 1990 TO: BOARD OF GOVERNORS NO. 19-90 RE: NOTICE OF MEETING - WEDNESDAY, MAY 9, 1990 __________________________________________________________ A meeting of the Board of Governors has been scheduled for Wednesday, May 9, 1990, commencing with a luncheon at 1:00 pm in the...

March 16, 1990 TO: SMALL FUNDS MEMBERS NO. 1-90 RE: COMMITTEE MEETING - MAY 9, 1990 __________________________________________________________ This is to inform you that a Small Funds* Committee Meeting has been scheduled for Wednesday, May 9, 1990 from 9:30 a.m. until 12:30 p.m. in...