March 13, 1990 TO: BOARD OF GOVERNORS NO. 17-90 SEC RULES MEMBERS NO. 21-90 OPERATIONS MEMBERS NO. 8-90 ACCOUNTING/TREASURERS MEMBERS NO. 7-90 ADVERTISING SUBCOMMITTEE FORM N-1A TASK FORCE RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO FORM N-1A _______________________________...

- 1 - March 13, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 7-90 RE: CALIFORNIA COMMISSION CLARIFIES DEFINITION OF "OTHER PUBLIC OFFICIALS" TO EXCLUDE INVESTMENT ADVISERS FROM CONFLICT OF INTEREST DISCLOSURE REQUIREMENTS __________________________________________________________ As we...

March 12, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 10-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING FEBRUARY, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending February, 1990. We will continue...

March 12, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 11-90 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Attached is a copy of the Registration Status Report as of February 28...

March 12, 1990 TO: SALES FORCE MARKETING COMMITTEE NO. 9-90 RE: MINUTES OF LAST MEETING __________________________________________________________ The next meeting of the Sales Force Marketing Committee will be held on April 19, 1990, at 2 p.m. at the Madison Hotel, 15th and M Streets...

March 9, 1990 TO: CONTRACTUAL PLANS COMMITTEE NO. 2-90 RE: 1989 CONTRACTUAL PLANS STATISTICS __________________________________________________________ As you know, each year the Institute collects contractual plans sales and redemption statistics in order that we can compile the...

March 9, 1990 TO: BOARD OF GOVERNORS NO. 16-90 SEC RULES COMMITTEE NO. 15-90 STATE LIAISON COMMITTEE NO. 2-90 UNIT INVESTMENT TRUST COMMITTEE NO. 8-90 RE: PROPOSED TENNESSEE LEGISLATION ________________________________________________________ As you know, many state laws provide that...

March 9, 1990 TO: BOARD OF GOVERNORS NO. 15-90 RE: INSTITUTE COMMENT LETTER ON DEPOSIT INSURANCE STUDY __________________________________________________________ As we previously informed you, the Department of Treasury has been soliciting comments in connection with its study of the...

March 8, 1990 TO: MEMBERS - ONE PER COMPLEX NO. 11-90 RE: PRICING OF HIGH YIELD BONDS __________________________________________________________ It is our understanding that Drexel Burnham Lambert has continued to provide prices on certain issues of high yield bonds in an effort to...

March 16, 1990 TO: BOARD OF GOVERNORS NO. 14-90 EXECUTIVE COMMITTEE NO. 3-90 MEMBERS - ONE PER COMPLEX NO. 12-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 7-90 INVESTMENT ADVISER MEMBERS NO. 9-90 DIRECT MARKETING COMMITTEE NO. 8-90 MARKETING COMMITTEE NO. 6-90 PUBLIC INFORMATION...