September 17, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: NASD Proposed Rule Change Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material; File No. SR-NASD-2004-043 Dear Mr...
September 15, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Registration under the Investment Advisers Act of Certain Hedge Fund Advisers (File No. S7-30-04) Dear Mr. Katz: The Investment Company...
September 10, 2004 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2004-16 Relating to Advertising of Municipal Fund Securities and Guidance on Disclosure in...
August 25, 2004 Via E-mail and International Airmail Mr. Pierre Delsaux Head of Unit DG MARKT G3 European Commission B-1049 Brussels, Belgium Dear Mr. Delsaux: The Investment Company Institute appreciates the opportunity to comment on the draft Commission Recommendation on Fostering...
August 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Limitations on Affiliate Marketing Proposed Reg. S-AM; File No. S7-29-04 Dear Mr. Katz: The Investment Company Institute 1 appreciates the...
August 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Limitations on Affiliate Marketing Proposed Reg. S-AM; File No. S7-29-04 Dear Mr. Katz: The Investment Company Institute1 appreciates the...
August 12, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street N.W. Washington, D.C. 20549-0609 Re: Release of Comment Letters and Responses (File No. S7-28-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment...
July 30, 2004 Mr. Mario Nava Head of the Infrastructure Unit DG MARKT G1 European Commission B-1049 Brussels Markt-Clearing-Settlement@cec.eu.int Dear Mr. Nava: The Investment Company Institute (“the Institute”) appreciates the opportunity to comment to the European Commission (“the...
July 28, 2004 Via E-mail and International Airmail Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute1 appreciates the opportunity to comment on the...
