January 23, 2004 Barbara Z. Sweeney NASD Office of the Corporate Secretary 1735 K Street, NW Washington, D.C. 20006-1500 Re: Request for Comment Regarding Disclosure of Mutual Fund Expense Ratios in Performance Advertising (NASD Notice to Members 03-77) Dear Ms. Sweeney: The...
January 21, 2004 Mr. Alan D. Lebowitz Deputy Assistant Secretary for Program Operations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Avenue, NW, Suite N-5677 Washington, DC 20210 Re: Market Timing in Retirement Plans Dear Alan: Thank you for the...
January 5, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Short Sales (File No. S7-23-03) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment on the Securities and...
December 22, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Proposed Rule Regarding Security Holder Director Nominations (File No. S7-19-03) Dear Mr. Katz: The Investment Company Institute1 appreciates...
December 16, 2003 The Honorable William H. Donaldson Chairman U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Dear Chairman Donaldson: The Investment Company Institute 1 is writing to urge the Commission to issue interpretive guidance and to adopt...
December 3, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Fund of Funds Investments (File No. S7-18-03) Dear Mr. Katz: The Investment Company Institute1 is pleased to provide comments on the Securities and...
November 21, 2003 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto by the American Stock Exchange Relating to Enhanced Corporate Governance...
