November 20, 2003 Mr. Paul F. Roye Director Division of Investment Management U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549 Re: Sales Charge Breakpoint Disclosure Requirements Dear Mr. Roye: The Investment Company Institute 1 is writing to...
November 5, 2003 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Notice of Filing of Proposed Rule Changes by the American Stock Exchange (File No. SR-Amex-2003-42) Relating to Shareholder Approval of Stock Option...
September 30, 2003 Mr. John S. Reed Chairman and Chief Executive Officer New York Stock Exchange 11 Wall Street New York, NY 10005 Dear Chairman Reed: I am writing on behalf of the Investment Company Institute, the national association of mutual funds. As an initial matter, we would...
