May 24, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Rulemaking for EDGAR System (File No. S7-16-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to express its views on...
May 20, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Disclosure Regarding Portfolio Managers of Registered Management Investment Companies (File No. S7-12-04) Dear Mr. Katz: The Investment Company...
May 20, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Disclosure Regarding Portfolio Managers of Registered Management Investment Companies (File No. S7-12-04) Dear Mr. Katz: The Investment Company...
May 10, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Prohibition on the Use of Brokerage Commissions to Finance Distribution (File No. S7-09-04) Dear Mr. Katz: The Investment Company Institute1...
May 7, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0506 Re: Mandatory Redemption Fees for Redeemable Securities (File No. S7-11-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to...
April 30, 2004 The Honorable Gregory F. Jenner The Honorable Donald L. Korb Acting Assistant Secretary for Tax Policy Chief Counsel U.S. Department of the Treasury Internal Revenue Service Room 3120 Room 3026 1500 Pennsylvania Avenue, N.W. 1111 Constitution Avenue, N.W. Washington, DC...
April 26, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Disclosure Regarding Approval of Investment Advisory Contracts by Directors of Investment Companies (File No. S7-08-04) Dear Mr. Katz: The Investment...
April 19, 2004 Sen. Daniel Akaka United States Senate 141 Hart Senate Office Building Washington, D.C. 20510 Dear Senator Akaka: On behalf of 91 million American mutual fund investors, the Investment Company Institute 1 and its mutual fund members are pleased to join in recognizing...
April 8, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Automatic Execution of Institutional XPress Orders (SR-NYSE-2003-42) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to...
April 1, 2004 BY ELECTRONIC DELIVERY Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5669 U.S. Department of Labor 200 Constitution Avenue, NW Washington, DC 20210 Re: Automatic Rollover Regulation Ladies and Gentlemen: The Investment Company...
