February 15, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation M (File No. S7-41-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment on the Securities and...
February 14, 2005 VIA ELECTRONIC MAIL Internal Revenue Service CC:PA:LPD:PR (REG-155608-02) 1111 Constitution Avenue, N.W. Washington, DC Re: Proposed Regulations Under Code Section 403(b) Ladies and Gentlemen: The Investment Company Institute,1 on behalf of its investment company...
February 7, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Certain Broker-Dealers Deemed Not to Be Investment Advisers; File No. S7-25-99 Dear Mr. Katz: The Investment Company Institute 1 supports the...
February 7, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Certain Broker-Dealers Deemed Not to Be Investment Advisers; File No. S7-25-99 Dear Mr. Katz: The Investment Company Institute1 supports the...
January 31, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Securities Offering Reform (File No. S7-38-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the...
January 31, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Securities Offering Reform (File No. S7-38-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment on the...
January 26, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation NMS (File No. S7-10-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Securities and...
January 26, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation NMS (File No. S7-10-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment on the Securities and...
January 19, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Advertisements of Municipal Fund Securities Under MSRB Rule G-21 File No. SR-MSRB-2004-09 Dear Mr. Katz: The Investment Company Institute 1...
January 19, 2005 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2004-43 Relating to Performance Data in Advertisements For Municipal Fund Securities Dear Mr. Lanza...
