April 6, 2005 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Proposed Amendments to NYSE Rules Relating to Continued Listing Standards (File No. SR-NYSE-2004-20) Dear Mr. Katz: The Investment Company Institute 1...
April 4, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Point of Sale and Confirmation Disclosure Requirements; File No. S7-06-04 Dear Mr. Katz: The Investment Company Institute 1 appreciates the...
April 4, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Point of Sale and Confirmation Disclosure Requirements; File No. S7-06-04 Dear Mr. Katz: The Investment Company Institute1 appreciates the...
March 8, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Self-Regulatory Organizations (File Nos. S7-39-04 and S7-40-04) Dear Mr. Katz: The Investment Company Institute 1 supports the Securities and Exchange...
March 8, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Self-Regulatory Organizations (File Nos. S7-39-04 and S7-40-04) Dear Mr. Katz: The Investment Company Institute1 supports the Securities and Exchange...
Via E-mail and International Airmail March 3, 2005 Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute 1 appreciates the opportunity to support the...
March 3, 2005 Via E-mail and International Airmail Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute1 appreciates the opportunity to support the...
February 14, 2005 Internal Revenue Service CC:PA:LPD:PR (REG-155608-02) 1111 Constitution Avenue, N.W. Washington, DC Re: Proposed Regulations Under Code Section 403(b) Ladies and Gentlemen: The Investment Company Institute, 1 on behalf of its investment company members, commends the...
February 15, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation M (File No. S7-41-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Securities and...
