January 19, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Advertisements of Municipal Fund Securities Under MSRB Rule G-21 File No. SR-MSRB-2004-09 Dear Mr. Katz: The Investment Company Institute1...
December 20, 2004 The Honorable Elaine L. Chao Secretary of Labor U.S. Department of Labor Frances Perkins Building 200 Constitution Avenue, NW Washington, DC 20210 Re: Enhancing Disclosure in Retirement Plans Dear Secretary Chao: The Investment Company Institute∗ commends the 2004...
December 15, 2004 Pierre Delsaux Head of Unit European Commission DG Internal Market/G/4 Rue de la Loi 200 B-1049 Brussels Dear Mr. Delsaux: On behalf of the Investment Company Institute, we are writing to support fully the Commission’s efforts to improve shareholder rights and the...
December 7, 2004 Via E-mail and International Airmail Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute1 is writing in response to the consultation...
November 24, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: NASD Proposed Rule Change Relating to Investment Company Portfolio Transactions (File No. SR-NASD-2004-027) Dear Mr. Katz: The Investment...
November 1, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: XBRL Voluntary Financial Reporting Program on the EDGAR System (File No. S7-35-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the...
October 20, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Disposal of Consumer Report Information; File No. S7-33-04____________________ Dear Mr. Katz: The Investment Company Institute1 appreciates the...
September 22, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: NYSE Direct+ (File No. SR-NYSE-2004-05) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the New York...
September 22, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Certain Broker-Dealers Deemed Not to Be Investment Advisers; File No. S7-25-99 Dear Mr. Katz: The Investment Company Institute1 appreciates the...
