Fund Regulation Content

ICI President Issues Statement on SEC’s Adoption of Measure Aimed at Abusive Trading Washington, DC, March 3, 2005 - Investment Company Institute President Paul Schott Stevens today issued the following statement regarding the Securities and Exchange Commission’s adoption of a...

ICI Releases Survey on 12b-1 Fees Study Finds 92 Percent of 12b-1 Fee Income Is Used to Compensate Financial Advisers and Others for Providing Shareholder Advice and Account Servicing Washington, DC, February 24, 2005 - The Investment Company Institute (ICI), the national association...

February 14, 2005 Internal Revenue Service CC:PA:LPD:PR (REG-155608-02) 1111 Constitution Avenue, N.W. Washington, DC Re: Proposed Regulations Under Code Section 403(b) Ladies and Gentlemen: The Investment Company Institute, 1 on behalf of its investment company members, commends the...

February 15, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation M (File No. S7-41-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Securities and...

February 15, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation M (File No. S7-41-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment on the Securities and...

February 14, 2005 VIA ELECTRONIC MAIL Internal Revenue Service CC:PA:LPD:PR (REG-155608-02) 1111 Constitution Avenue, N.W. Washington, DC Re: Proposed Regulations Under Code Section 403(b) Ladies and Gentlemen: The Investment Company Institute,1 on behalf of its investment company...

ICI Supports SEC Proposed Trade-Through Rule Uniform Trade-Through Rule Would Benefit Investors Washington, DC, January 27, 2005 - The Investment Company Institute has filed a  comment letter with the Securities and Exchange Commission strongly supporting  proposed Regulation NMS’...

January 19, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Advertisements of Municipal Fund Securities Under MSRB Rule G-21 File No. SR-MSRB-2004-09 Dear Mr. Katz: The Investment Company Institute1...

January 19, 2005 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2004-43 Relating to Performance Data in Advertisements For Municipal Fund Securities Dear Mr. Lanza...

January 19, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Advertisements of Municipal Fund Securities Under MSRB Rule G-21 File No. SR-MSRB-2004-09 Dear Mr. Katz: The Investment Company Institute 1...