Fund Regulation Content

May 9, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Mutual Fund Redemption Fees; File No. S7-11-04 Dear Mr. Katz: The Investment Company Institute 1 is writing to express our serious concerns...

ICI Reports on Fund Ownership Through Financial Advisers Washington, DC, April 12, 2005 – The vast majority of people who own mutual funds outside defined contribution retirement plans own fund shares through professional financial advisers, according to data published today by the...

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April 6, 2005 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Proposed Amendments to NYSE Rules Relating to Continued Listing Standards (File No. SR-NYSE-2004-20) Dear Mr. Katz: The Investment Company Institute 1...

ICI Supports SEC Adoption of Trade-Through Rule Uniform Rule Will Increase Investor Protection Washington, DC, April 6, 2005 - The Investment Company Institute (ICI) today commended the  Securities and Exchange Commission’s adoption of Regulation NMS, an initiative designed to...

ICI Comments on Point of Sale Disclosure Washington, DC, April 5, 2005 - The Investment Company Institute has filed a  comment letter with the SEC on  reproposed point of sale disclosure about the costs and potential conflicts of interest associated with the sale of mutual fund shares...

April 4, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Point of Sale and Confirmation Disclosure Requirements; File No. S7-06-04 Dear Mr. Katz: The Investment Company Institute1 appreciates the...

April 4, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Point of Sale and Confirmation Disclosure Requirements; File No. S7-06-04 Dear Mr. Katz: The Investment Company Institute 1 appreciates the...

March 3, 2005 Via E-mail and International Airmail Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute1 appreciates the opportunity to support the...

Via E-mail and International Airmail March 3, 2005 Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute 1 appreciates the opportunity to support the...