Fund Regulation Content

ROBERT C. GROHOWSKI SENIOR COUNSEL – INTERNATIONAL AFFAIRS 1401 H STREET, NW ʄ WASHINGTON, DC 20005-2148 ʄ PH. 202/371-5430 ʄ FAX 202/326-5841 ʄ E-MAIL rcg@ici.org November 15, 2005 European Commission Brussels, Belgium Re: Response to the Commission’s Consultation on the Enhancement...

November 15, 2005 European Commission Brussels, Belgium Re: Response to the Commission’s Consultation on the Enhancement of the EU Framework for Investment Funds (COM (2005) 314) Dear Sirs: The Investment Company Institute 1 is writing in response to the Commission’s Green Paper on...

October 28, 2005 The Honorable Michael Oxley Chairman, Financial Services Committee U.S. House of Representatives 2308 Rayburn House Office Building Washington, DC 20515 Dear Chairman Oxley: I am writing to express the support of the Investment Company Institute * and our members for...

World’s Investment Groups Adopt Statement Of Principles Global Industry Underscores Responsibility To Investors  Washington, DC, October 24, 2005 – The International Investment Funds Association concluded its 19th annual meeting by adopting a statement of principles that recognizes...

October 14, 2005 Federal Energy Regulatory Commission Office of the Secretary 888 First Street, N.E. Washington, DC 20426 Re: Docket No. RM05-32-000 Dear Sir or Madam: The Investment Company Institute 1 appreciates the opportunity to comment on the Federal Energy Regulatory Commission...

October 14, 2005 Federal Energy Regulatory Commission Office of the Secretary 888 First Street, N.E. Washington, D.C. 20426 Re: Docket No. RM05-32-000 Dear Sir or Madam: The Investment Company Institute1 appreciates the opportunity to comment on the Federal Energy Regulatory...

September 19, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: NASD Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities (File No. SR...

September 19, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: NASD Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities (File No. SR...

non40_restrictions.pdf

BY ELECTRONIC DELIVERY September 7, 2005 Mr. Robert Doyle Director, Office of Regulations and Interpretations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Avenue, NW, Suite N-5669 Washington, DC 20210 Re: Automatic Enrollment and Default...