Fund Regulation Content

wht_broker_voting.pdf

/31/200610/31/200610/31/2006 October 26, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Electronic Filing of Transfer Agent Forms – File Number S7-14-06 Dear Ms. Morris: The Investment Company Institute (“the Institute”...

October 19, 2006 Canadian Securities Administrators c/o John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1903, Box 55 Toronto, Ontario M5H 3S8 Canada Re: Notice of Proposed NI 23-102 Use of Client Brokerage Commissions as Payment for Order Execution...

DRAFT 1401 H STREET, NW ■ WASHINGTON, DC 20005-2148 ■ 202/326-5815 ■ FAX 202/326-5841 October 12, 2006 VIA E-MAIL Ms. Pamela Vulpes IOSCO General Secretariat Oquendo 12 28006 Madrid Spain Re: Public Comment on Examination on Governance for Collective Investment Schemes, Part II Dear...

Investors Will Benefit From the SEC’s Data-Tagging Technology Also Will Let Fund Buyers Easily Compare Fees, Performance, and Risks Washington, DC, September 25, 2006 – Investment Company Institute President Paul Schott Stevens today issued the following statement on the SEC’s plans...

September 22, 2006 Ernesto A. Lanza Senior Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: Draft Amendments to Rule G-21 (MSRB Notice 2006-26) Dear Mr. Lanza: The Investment Company Institute1 is pleased to express...

401(k) Savers Need Clearer, More Consistent Information ICI Calls for Summaries of All Investment Options, Greater Use of the Internet Washington, DC, September 21, 2006 – The Investment Company Institute today called upon the Department of Labor to improve the information on...

September 19, 2006 Office of Regulations and Interpretations Employee Benefits Security Administration (EBSA) Room N–5669 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Attn: Revision of Form 5500 (RIN 1210–AB06) Ladies and Gentlemen: On July 21, 2006, the...

September 7, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 (File No. S7-13-06) Dear Ms...

July 31, 2006 Robert J. Doyle Director, Office of Regulations and Interpretations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Ave., NW, Room N5669 Washington, DC 20210 Dear Bob: For many years, the Investment Company Institute (ICI), the...