Fund Regulation Content

December 12, 2007 The Honorable Bradford Campbell Assistant Secretary Employee Benefits Security Administration U.S. Department of Labor Washington, D.C. Dear Assistant Secretary Campbell: We understand that the Department of Labor is considering providing regulatory guidance on the...

Remarks at XBRL International Conference Karrie McMillan General Counsel, Investment Company Institute December 4, 2007 Vancouver, British Columbia Thank you for the introduction and good morning to you all. I’m truly pleased to be here and to be able to share with you my perspective...

ICI Applauds SEC Proposal to Simplify and Strengthen Mutual Fund Disclosure Washington, DC, November 15, 2007 - Investment Company Institute President Paul Schott Stevens today issued the following statement applauding the Securities and Exchange Commission’s landmark proposal to...

/14/200711/14/200711/14/2007 VIA ELECTRONIC MAIL November 13, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1090 Re: Commission Request for Comments on Allowing U.S. Issuers to Prepare Financial Statements in...

October 23, 2007 Senator Nancy Cassis, Chair Representative Steve Bieda, Chair Senate Finance Committee House Tax Policy Committee Michigan State Senate S0789 House Office Building P.O. Box 30036 Michigan House of Representatives Lansing, MI 48909-7536 P.O. Box 30014 Lansing, MI 48909...

By Electronic Delivery October 19, 2007 Mr. Bruce Langston Legal Department Franchise Tax Board P.O. Box 1720 Rancho Cordova, CA 95741-1720 Re: Proposed Changes Clarify Exclusion of RIC Income from Withholding Regulation Dear Mr. Langston: The Investment Company Institute1 requests...

October 15, 2007 Neil Mohindra Acting Policy Manager Joint Forum Project Office 5160 Yonge St. Box 85, 17th floor North York, ON M2N 6L9 CANADA RE: Proposed framework 81-406: Point of sale disclosure for mutual funds and segregated funds Dear Mr. Mohindra: The Investment Company...

2007 Equity, Fixed Income, and Derivatives Markets Conference Paul Schott Stevens President & CEO Investment Company Institute October 12, 2007 New York, NY Good morning. I’m Paul Stevens, President and CEO of the Investment Company Institute, and I’m pleased to welcome you to this...

ICI Testifies in Support of Effective 401(k) Disclosure Plan Sponsors Need Data on Fees, Revenue Sharing, ICI Tells Advisory Panel Washington, DC, September 20, 2007 - The Investment Company Institute today told the Department of Labor's ERISA Advisory Council that effective...