Fund Regulation Content

Statement of the Investment Company Institute On the Review of the U.S. Financial Markets and Global Markets Competitiveness Submitted to the Senate Republican Capital Markets Task Force U.S. Senate February 25, 2008 Table of Contents Introduction Background Summary of Recommendations...

ICI Strongly Supports SEC’s Summary Prospectus Concept Proposed System Could Offer Better, Simpler Disclosure for Fund Investors Washington, DC, February 28, 2008 - The Investment Company Institute today expressed strong support for the Securities and Exchange Commission's proposal to...

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February 15, 2008 Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 Avenue de Friedland 75008 Paris FRANCE Re: CESR/07-669 – Consultation on Content and Form of Key Investor Information Disclosures for UCITS Dear Mr. Demarigny: The Investment...

February 11, 2008 Filed Electronically Robert J. Doyle Director, Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5655 U.S. Department of Labor 200 Constitution Ave, NW Washington, DC 20210 Attn: 408(b)(2) Amendment Dear Director Doyle: The...

January 24, 2008 Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Proposed Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 (File No. SR-FINRA- 2007-040) Dear Ms. Morris...

Media Advisory: Reporting on Money Market Mutual Funds In recent months, press accounts have erroneously described certain investment pools or cash-management vehicles—such as the Florida Local Government Pool—as “money market funds,” “like money market funds,” and “essentially money...

January 18, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-1090 Re: Proposed Rule Change to Create Exception to Principal Approval Requirements for Certain Filed Sales Material (File No. SR-FINRA- 2007-020) Dear Ms...

January 17, 2008 Via Email European Commission Directorate-General for the Internal Market and Services B-1049 Brussels Belgium Markt-consult-substiprod@ec.europa.eu Re: Call for Evidence on “Substitute” Retail Investment Products Dear Sirs: The Investment Company Institute1 strongly...

January 10, 2008 Mr. Bryan Jamele, Legal Services Administrator Office of Consumer Affairs and Business Regulation 10 Park Plaza, Suite 5170 Boston, MA 02116 Re: Proposed 201 CMR 17.00, Standards for the Protection of Personal Information of Residents of the Commonwealth Dear Mr...