Fund Regulation Content

American Enterprise Institute Conference on Rule 12b-1 Should the SEC’s Rule 12b-1 Survive? Remarks of Paul Schott Stevens President & CEO Investment Company Institute September 14, 2007 Washington, DC Thank you, Peter (Wallison), for your kind introduction and for organizing this...

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July 27, 2007 European Commission Directorate-General for the Internal Market and Services B-1049 Brussels Belgium Re: Third Consultation on Shareholders’ Rights Dear Sirs: The Investment Company Institute (ICI)1 supports the efforts of the European Commission to provide guidance to...

July 24, 2007 FILED ELECTRONICALLY U.S. Department of Labor Employee Benefits Security Administration Office of Regulations and Interpretations 200 Constitution Avenue, NW, Room N-5669 Washington, DC 20210 Attention: Fee Disclosure RFI Re: Fee and Expense Disclosures to Participants...

July 20, 2007 Office of Regulations and Interpretations Employee Benefits Security Administration, Room N–5669 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Attention: Fee Disclosure RFI Ladies and Gentlemen: The Investment Company Institute1 appreciates...

July 19, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: SEC Request for Comments Regarding Rule 12b-1 (File No. 4-538) Dear Ms. Morris: The Investment Company Institute1 is pleased to submit comments in...

ICI Recommends Refinements to Rule 12b-1 Focus on Improving Investor Understanding and Board Oversight of Fee Stresses Role of Fee in Bringing Choice, Advice, and Other Essential Services to Investors Washington, DC, July 19, 2007 – The Investment Company Institute today made several...

June 29, 2007 European Commission Directorate-General for the Internal Market and Services B-1049 Brussels Belgium Re: Call for Evidence Regarding Private Placement Regimes in the EU Dear Sirs: The Investment Company Institute (ICI)1 strongly supports the efforts of the European...

ICI Welcomes SEC Vote on Mutual Funds’ Use Of Interactive Data Format Washington, DC, June 21, 2007 – Investment Company Institute President Paul Schott Stevens issued the following statement in response to the Securities and Exchange Commission’s decision to permit mutual funds to...

ICI Welcomes SEC Scrutiny of Rule 12b-1 Washington, DC, June 19, 2007 – Paul Schott Stevens, president of the Investment Company Institute, issued the following statement in response to the Securities and Exchange Commission’s Roundtable on Rule 12b-1: “We welcome the thoughtful...