ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
May 19, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Exchange-Traded Funds, File No. S7-07-08 Dear Ms. Morris: The Investment Company Institute1 is pleased to express its strong support for the Commission...
May 16, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Amendments to Form ADV: File No. S7-10-00 Dear Ms. Morris: The Investment Company Institute1 supports the Securities and Exchange Commission’s...
Welcoming Remarks 2008 General Membership Meeting Edward C. Bernard Chairman, 50th Annual ICI General Membership Meeting Vice Chairman, T. Rowe Price Group and Chairman, T. Rowe Price Mutual Funds May 7, 2008 Washington, DC Good afternoon. It’s my distinct pleasure to welcome you to...
April 18, 2008 Andrew J. Donohue, Esq. Director Division of Investment Management U. S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Request for Temporary Exemptive Relief from Certain Asset Coverage Requirements in Section 18(a) of the Investment...
April 8, 2008 Canadian Securities Administrators c/o John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1903, Box 55 Toronto, Ontario, M5H 3S8 CANADA RE: Notice of Proposed NI 23-102 Use of Client Brokerage Commissions as Payment for Order Execution...
ICI President's Remarks at the Mutual Funds and Investment Management Conference Less and More: A Better Approach for Informing Fund Investors Paul Schott Stevens President and CEO, Investment Company Institute March 17, 2008 Phoenix, Arizona Good morning and a very hearty welcome to...
Fund Investors Welcome SEC’s Summary Prospectus Concept ICI Survey Confirms Enthusiasm for Shorter, Clearer Disclosure Backed by Internet Washington, DC, March 17, 2008 - Fund investors agree that the Securities and Exchange Commission’s proposed Summary Prospectus is the right length...
February 28, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies: File No. S7-28-07 Dear Ms. Morris...
February 28, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies: File No. S7-28-07 Dear Ms. Morris...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union