Fund Regulation Content

June 10, 2009 Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: FINRA’s Proposed Rule 2231, Customer Account Statements; File No. SR-FINRA-2009-028 Dear Ms. Murphy: The Investment Company Institute1 appreciates the...

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June 4, 2009 Ms. Marcia E. Asquith Office of the Corporate Secretary FINRA 1735 K Street, N.W. Washington, D.C. 20006-1506 Re: FINRA Regulatory Notice 09-22 Regarding Personal Securities Transactions Dear Ms. Asquith: The Investment Company Institute1 is writing to comment on FINRA’s...

May 20, 2009 Mr. Greg Tanzer Secretary General IOSCO C / Oquendo 12 28006 Madrid Spain Re: Public Comment on Policies on Direct Electronic Access Dear Mr. Tanzer: The Investment Company Institute1 welcomes the opportunity to comment on the IOSCO consultation report on direct...

“The Money Market Mutual Fund: Why It Matters” Money Market Funds: Weathering the Financial Crisis, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce Morning Keynote by John J. Brennan, Chairman, Vanguard Washington, DC May 19, 2009 Good morning and thank you. I...

4/20/20094/20/20094/20/2009 April 20, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1090 Re: Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting...

SEC Roundtable on Oversight of Credit Rating Agencies Statement of  Paul Schott Stevens President and CEO Investment Company Institute April 15, 2009 Table of Contents Oral Statement Executive Summary Introduction Recommendations for Improvements to Credit Rating Agency Regulation...

By Electronic Transmission April 9, 2009 Clarissa C. Potter Acting Chief Counsel Internal Revenue Service 1111 Constitution Avenue NW Washington, DC 20224 Re: Comments on Notice 2009-17 Dear Ms. Potter: The Investment Company Institute1 appreciates this opportunity to provide the...

4/1/20094/1/20094/1/2009 VIA ELECTRONIC DELIVERY March 31, 2009 Mr. Russell G. Golden Technical Director FASB 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: FSP FAS 157-e, Determining Whether a Market Is Not Active and a Transaction Is Not Distressed Dear Mr. Golden: The...

March 27, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NW Washington, D. C. 20549-1090 Re: Notice of Filing of Proposed Rule Change to Amend NYSE Rule 452 to Eliminate Broker Discretionary Voting for the Election of Directors and Codify...