Fund Regulation Content

1/7/20101/7/20101/7/2010 January 6, 2010 Mr. Russell G. Golden Technical Director Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: Amendments to Statement 167 for Certain Investment Funds File Reference No. 1750-100 Dear Mr. Golden: The...

December 23, 2009 Mr. Carlo Comporti Secretary General The Committee of European Securities Regulators 11-13 Avenue de Friedland 75008 Paris FRANCE Re: CESR/09-850: Consultation Paper—A Common Definition of European Money Market Funds Dear Mr. Comporti: The Investment Company...

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December 14, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Concept Release on Possible Rescission of Rule 436(g) Under the Securities Act of 1933 (File No. S7-25-09) Dear Ms. Murphy: The Investment...

December 14, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Credit Ratings Disclosure (File No. S7-24-09) Dear Ms. Murphy: The Investment Company Institute1 supports the Commission’s continuing efforts...

December 8, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: References to Ratings of Nationally Recognized Statistical Rating Organizations (File Nos. S7-17-08, S7-18-08, and S7-19-08) Dear Ms. Murphy: The...

November 23, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Elimination of Flash Order Exception from Rule 602 of Regulation NMS (File No. S7-21-09) Dear Ms. Murphy: The Investment Company Institute1 supports the...

November 20, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Amendments to Rules Requiring Internet Availability of Proxy Materials File No. S7-22-09 Dear Ms. Murphy: The Investment Company Institute1...

November 19, 2009 Ms. Marcia E. Asquith Senior Vice President and Corporate Secretary Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, D.C. 20006-1500 Re: Request for Comment on Proposed New Rules Governing Communications with the Public (FINRA Regulatory Notice...

“Why Mutual Funds Do Not Pose Systemic Risks” 16th Annual Investment Company Directors Conference Paul Schott Stevens President & CEO Investment Company Institute November 11, 2009 Amelia Island, FL Thank you, Mike [Michael S. Scofield, chairman of the Independent Directors Council]...