Fund Regulation Content

June 23, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Market Structure Roundtable (File No. 4-602) Dear Ms. Murphy: The Investment Company Institute1 is writing to follow-up on its earlier submission regarding...

June 22, 2010 Not for Distribution Confidential Draft Not for Distribution June 22, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Large Trader Reporting System (File No. S7-10-10) Dear Ms. Murphy: The Investment...

June 9, 2010 Mr. James H. Freis, Director Mr. Jamal El-Hindi, Associate Director for Regulatory Policy and Programs Financial Crimes Enforcement Network Department of the Treasury 1500 Pennsylvania Avenue, N.W. Washington, DC 20220 Ms. Lourdes Gonzalez Mr. John J. Fahey Ms. Emily...

June 3, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SRO Single Stock Circuit Breaker Proposals (File Nos. SR-BATS-2010-014, SR-BX-2010-037, SR- NASDAQ-2010-061, SR-NSX-2010-05, SR-NYSE-2010-39, SR-NYSEArca...

June 1, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Market Structure Roundtable (File No. 4-602) Dear Ms. Murphy: The Investment Company Institute1 is writing to provide comments in advance of the Commission’s...

May 21, 2010 Via Federal Express and Electronic Mail Shri C.B. Bhave Chairman, Securities and Exchange Board of India SEBI Bhavan Plot No. C4-A, G-Block Bandra Kurla Complex, Bandra (East) Mumbai 400 051 chairman@sebi.gov.in Re: T+0 Margins on Institutional Trades Dear Mr. Bhave, We...

ICI Statement on U.S. Senate Approval of Regulatory Reform Bill Washington, DC, May 21, 2010 - ICI President and CEO Paul Schott Stevens made the following comment on U.S. Senate approval of H.R. 4173, as amended by S. 3217, a bill designed to reform the nation’s financial regulatory...

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May 4, 2010 Submitted Electronically Employee Benefits Security Administration Room N-5655 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Re: 2010 Investment Advice Proposed Rule Ladies and Gentlemen: The Investment Company Institute is pleased to submit...

[Type text] April 23, 2010 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: MSRB Notice of Filing of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Enhance the...