Fund Regulation Content

The Investment Company Institute expressed its generally strong support for the Securities and Exchange Commission’s proposals to tighten the regulation of money market funds, but reiterated its opposition to the concept of requiring funds to adopt a floating net asset value (NAV) in...

September 8, 2009 Elizabeth M. Murphy, Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Regulation S-AM Compliance Date; File No. 7S-20-04 Dear Ms. Murphy: The Investment Company Institute is writing to respectfully request a five month...

Confidential Draft      

September 8, 2009 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: Money Market Fund Reform (File Number S7-11-09) Dear Ms. Murphy: The Investment Company Institute1 is pleased to express its overall strong support for...

September 4, 2009 -- 2 -- -- 3 -- -- 4 -- -- 5 -- CEF Auction Rate Preferred Securites Summary of Redemption Activity (as of 8/28/09) Fund Sector $Bn % $Bn % $Bn % Municipal $30.55 100 $9.42 30.9 $21.13 69.1 Non-Municipal $33.33 100 $27.13 81.4 $6.20 18.6 Total $63.88 100% $36.55 57.2...

September 3, 2009 By Electronic Transmission (via http://www.regulations.gov) James H. Freis, Jr. Director, Financial Crimes Enforcement Network U.S. Department of the Treasury P.O. Box 39 Vienna, VA 22183 Re: Defining Mutual Funds as Financial Institutions Dear Mr. Freis: The...

August 21, 2009 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: MSRB Notice of Filing of Proposed Rule Change Relating to Rule G-32, on Disclosures in Connection with Primary Offerings, Form G-32, and the...

August 17, 2009 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-1090 Re: Facilitating Shareholder Director Nominations (File No. S7-10-09) Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity to...

* * *

ATTESTATION OF HOLDING For tax reclaims on dividends derived from Austrian equities received by Non-Austrian Investment Vehicles. Managing Company Name of Investment Vehicle or Investment Company: ………………………………………………………………………………………………….. Registered office of the Investment Vehicle or...