Fund Regulation Content

November 29, 2010 Ms. Mary J. Miller Assistant Secretary for Financial Markets United States Department of the Treasury 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Determination of Foreign Exchange Swaps and Forwards Dear Ms. Miller: Section 721(a)(21) of the Dodd-Frank...

The Global Challenge of Retirement Security Speech to the Henry Jackson Society Paul Schott Stevens President and CEO Investment Company Institute Palace of Westminster London, England, UK November 29, 2010 As Prepared for Delivery Thank you for that introduction, and thank you to the...

November 18, 2010 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Reporting of Proxy Votes on Executive Compensation and Other Matters (File No. S7-30-10) Dear Ms. Murphy: The Investment Company Institute1...

November 18, 2010 Mr. Robert E. Feldman Executive Secretary Attention: Comments Federal Deposit Insurance Corporation 550 17th Street, N.W. Washington, D.C. 20429 Re: Rulemaking Implementing Certain Orderly Liquidation Authority Provisions Dear Mr. Feldman: The Investment Company...

November 17, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Ownership...

November 15, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (File No. S7-24-10) and...

  November 15, 2010 European Commission Directorate-General for Employment, Social Affairs & Equal Opportunities Green Paper on Pensions Consultation, Unit E4 Rue Joseph II Office J-27 1/216 B – 1040 Brussels Re: European Commission Green Paper: Towards Adequate, Sustainable and Safe...

Understanding the successes of the U.S. retirement savings framework can aid European regulators as they consider reform of pension systems in the European Union, ICI said in a comment letter.

ICI Response to Kauffman Foundation Paper, “Choking the Recovery: Why New Growth Companies Aren’t Going Public and Unrecognized Risks of Future Market Disruptions” There’s much to think about in the recent paper from the Kauffman Foundation. The authors, who have vast knowledge of and...

November 5, 2010 Financial Stability Oversight Council c/o U.S. Department of the Treasury Office of Domestic Finance 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Advance Notice of Proposed Rulemaking Regarding Authority to Require Supervision and Regulation of Certain...