Fund Regulation Content

August 5, 2005 Ms. Barbara Z. Sweeney Office of Corporate Secretary NASD 1735 K Street, NW Washington, DC 20006-1500 Re: Notice to Members 05-40 Relating to Sales Contests and Non-Cash Compensation Dear Ms. Sweeney: The Investment Company Institute1 supports proposed NASD Rule 2311...

July 29, 2005 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2005-28 Relating to Draft Interpretation on Customer Protection Obligations Relating to the Marketing...

July 28, 2005 The Honorable Victoria A. Lipnic Assistant Secretary of Labor Employment Standards Administration United States Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Re: Form LM-10 Dear Assistant Secretary Lipnic: On behalf of the Investment Company...

July 29, 2005 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2005-28 Relating to Draft Interpretation on Customer Protection Obligations Relating to the Marketing...

July 28, 2005 The Honorable Victoria A. Lipnic Assistant Secretary of Labor Employment Standards Administration United States Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Re: Form LM-10 Dear Assistant Secretary Lipnic: On behalf of the Investment Company...

July 25, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-9303 Re: Advertisements of Municipal Fund Securities Under MSRB Rule G-21 File No. SR-MSRB-2005-09 Dear Mr. Katz: The Investment Company Institute1 is writing to...

July 25, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-9303 Re: Advertisements of Municipal Fund Securities Under MSRB Rule G-21 File No. SR-MSRB-2005-09 Dear Mr. Katz: The Investment Company Institute 1 is writing to...

June 15, 2005 Hon. Gregory C. Fajt Mr. Christopher Zettlemoyer Secretary of Revenue Chief Counsel Pennsylvania Department of Revenue Pennsylvania Department of Revenue Executive Office 1032 Strawberry Square 1133 Strawberry Square Harrisburg, PA 17128-1100 Harrisburg, PA 17128-1100 RE...

June 15, 2005 Hon. Gregory C. Fajt Mr. Christopher Zettlemoyer Secretary of Revenue Chief Counsel Pennsylvania Department of Revenue Pennsylvania Department of Revenue Executive Office 1032 Strawberry Square 1133 Strawberry Square Harrisburg, PA 17128-1100 Harrisburg, PA 17128-1100 RE...

June 9, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Definition of Nationally Recognized Statistical Rating Organization (File No. S7-04-05) Dear Mr. Katz: The Investment Company Institute 1 is writing to...