Fund Regulation Content

ICI and Others File Friend of the Court Brief in Support of National Privacy Standard Washington, DC, August 9, 2004 - The Investment Company Institute, together with the Securities Industry Association, the Investment Counsel Association of America, the American Insurance Association...

July 30, 2004 Mr. Mario Nava Head of the Infrastructure Unit DG MARKT G1 European Commission B-1049 Brussels Markt-Clearing-Settlement@cec.eu.int Dear Mr. Nava: The Investment Company Institute (“the Institute”) appreciates the opportunity to comment to the European Commission (“the...

July 28, 2004 Via E-mail and International Airmail Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute1 appreciates the opportunity to comment on the...

July 22, 2004 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2004-17 Relating to Non-Cash Compensation Dear Mr. Lanza: The Investment Company Institute appreciates...

July 12, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street N.W. Washington, D.C. 20549-0609 Re: Asset-Backed Securities (File No. S7-21-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Securities...

May 24, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Rulemaking for EDGAR System (File No. S7-16-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to express its views on...

May 24, 2004 The Honorable William H. Donaldson Chairman U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Dear Chairman Donaldson: The Commission recently requested public comment on whether it should propose changes to Rule 12b-1 under the...

May 20, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Disclosure Regarding Portfolio Managers of Registered Management Investment Companies (File No. S7-12-04) Dear Mr. Katz: The Investment Company...

May 20, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549-0609 Re: Disclosure Regarding Portfolio Managers of Registered Management Investment Companies (File No. S7-12-04) Dear Mr. Katz: The Investment Company...

May 10, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Prohibition on the Use of Brokerage Commissions to Finance Distribution (File No. S7-09-04) Dear Mr. Katz: The Investment Company Institute1...