Fund Regulation Content

May 7, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0506 Re: Mandatory Redemption Fees for Redeemable Securities (File No. S7-11-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to...

April 30, 2004 The Honorable Gregory F. Jenner The Honorable Donald L. Korb Acting Assistant Secretary for Tax Policy Chief Counsel U.S. Department of the Treasury Internal Revenue Service Room 3120 Room 3026 1500 Pennsylvania Avenue, N.W. 1111 Constitution Avenue, N.W. Washington, DC...

April 26, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Disclosure Regarding Approval of Investment Advisory Contracts by Directors of Investment Companies (File No. S7-08-04) Dear Mr. Katz: The Investment...

ICI Supports SEC’s Proposed Disclosures About the Work Of Mutual Fund Directors Enhanced Disclosure Can Help Shareholders Better Understand Directors’ Annual Review of the Fund’s Advisory Contract Washington, April 26, 2004 – The Investment Company Institute today expressed its...

ICI Voices Strong Support for SEC Actions to Enhance Mutual Fund Disclosure Swift Adoption of A Proposal Focusing on Market Timing and Selective Disclosure of Portfolio Holdings Washington, April 13, 2004 – The Investment Company Institute today voiced its strong support for the SEC’s...

ICI Supports SEC’s Proposal to Enhance Disclosure of Fund Distribution Costs and Potential Conflicts of Interest Washington, April 12, 2004 - The Investment Company Institute today expressed its support for the SEC’s proposal to require broker-dealers to provide mutual fund investors...

April 1, 2004 BY ELECTRONIC DELIVERY Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5669 U.S. Department of Labor 200 Constitution Avenue, NW Washington, DC 20210 Re: Automatic Rollover Regulation Ladies and Gentlemen: The Investment Company...

March 31, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Rule Change by the American Stock Exchange LLC Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management...

March 15, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0506 Re: Investment Adviser Codes of Ethics (File No. S7-04-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to express its...

 ICI Supports SEC Proposal on Codes of Ethics for Investment Advisers Letter Continues ICI Call for Reforms that Will Benefit Investors Washington, DC, March 15, 2004 - The Institute today submitted its comments on an SEC proposal to bolster investment adviser codes of ethics. The SEC...