Fund Regulation Content

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May 8, 2014 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: Qualification Requirements For Municipal Advisors Dear Mr. Smith: The Investment Company Institute (ICI)1 appreciates the opportunity to...

By Electronic Delivery 2 May 2014 Achim Pross Head, International Co-operation and Tax Administration Division Centre for Tax Policy and Administration Organisation for Economic Co-operation and Development RE : BEPS Action 2, Hybrid Arrangements, and Collective Investment Vehicles...

April 15, 2014 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2014-04 Relating to Supervisory and Compliance Obligations of Municipal Advisors Dear Mr. Smith: The Investment Company...

The Investment Company Institute appreciates the opportunity to respond to the staff of the Division of Economic and Risk Analysis of the Securities and Exchange Commission regarding its analyses of certain data and academic literature related to money market fund reform.

April 7, 2014 Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions: Proposed High-Level Framework and...

March 27, 2014 Marcia E. Asquith Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006 Re: Margin Requirements (Regulatory Notice 14-02) Dear Ms. Asquith: The Investment Company Institute (“ICI”)1 is submitting this letter in response to a request for comment...

Mar 18, 2014

Financial Stability and U.S. Mutual Funds Paul Schott Stevens President and CEO Investment Company Institute March 17, 2014 Mutual Fund and Investment Management Conference Orlando, FL As prepared for delivery. Thank you, Heidi [Hardin, General Counsel, Janus Capital Management]. It...

March 4, 2014 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2014-01 Relating to Standards of Conduct for Municipal Advisors Dear Mr. Smith: The Investment Company Institute (ICI)1...